This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dean Anthony Greacen | 2010 | 1995 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - CSU ~ 2009 - SAFAA Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2024 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Melissa Bird | 2018 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1999 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2005 - Master of Taxation - Masters Degree (AQF 9) - University of New South Wales ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - RG146 Managed Investments & Securities - Diploma (AQF 5) - Kaplan Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |