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Dja Capital Pty. Ltd.

AFS License Number
342893
Name
Dja Capital Pty. Ltd.
ABN/ACN/ARBN
86140515242
Licensee issued
Feb. 12, 2010
Address
Black Rock, 3193, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Anthony George Moore2012Bachelor of Economics (Honours) - Monash University ~ Diploma of Financial Planning - GWM Adviser Services Ltd ~ TASA and the TPB Code of Professional - Kaplan Professional
 Bernardo Moyano2004Advanced Diploma of Financial Services - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan Professional Education
 Darren James Allan1996Bachelor of Business - Deakin University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia
 Franco Trimboli2015Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Integrity Education Group ~ Tax (Financial) Adviser - Tax Practitioners Board
 Henry David Maling1992CFP Exam - FPA ~ Diploma of Financial Planning - Deakin University ~ SSpecialist SMSF Course - Adelaide University/Cavendish
 Nicole Stafford2000ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan ~ Diploma of Financial Services - ThreeSixty ~ Financial Plan Construction & Review - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Taxation Planning - Tribeca
 Roderick Magill1977Diploma of Financial Planning - Education Integratec (Aust) Pty Limited
 Rowan Alexander Simpson0Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Financial Planning - University of Sunshine Coast
 Simon Andrew Kelman2009Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Education Pty Limited ~ FNS10 Financial Services Training Package - Terra Cordis Pty Ltd
 Thomas R V Atkinson2014927 Foreign Exchange & 922 Derivatives - Kaplan ~ 927 Foreign Exchange & 922 Derivatives - Kaplan ~ ADA 2 - Kaplan ~ ADA 2 - Kaplan ~ DFP2: Insurance and Risk Protection - Kaplan ~ DFP2: Insurance and Risk Protection - Kaplan ~ Diploma Of Financial Planning - Kaplan ~ Diploma Of Financial Planning - Kaplan ~ Diploma, Certified Financial Technician (CFTe) - Kaplan ~ Diploma, Certified Financial Technician (CFTe) - Kaplan
 Tyrone C Abela2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Vishal Bakshi2008Advanced Diploma Services (Financial Planning) FNS60404 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty