This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Burchell Steven Wilson | 0 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University ~ 2001 - Bachelor of Laws - Bachelor Degree (AQF 7) - Australian National University ~ 2017 - Master of Science in Applied Economics - Masters Degree (AQF 9) - Johns Hopkins University ~ 2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2024 - Taxation for Financial Planning - Other - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Ross Eldridge | 2004 | 2004 - Certificate - Risk Management - - Kaplan ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - ThreeSixty ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Mark Anthony Harris | 1986 | 2003 - Diploma of Financial Services (Financial Planning) - - Financial Services Training and Assessment Pty Ltd ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2023 - Taxation for Financial Planning - Other - Kaplan Professional ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ross Arthur Eldridge | 1988 | 1995 - Introduction to Financial Planning - - Financial Planning Association ~ 2000 - Retirement Planning - - Financial Planning Association ~ 2001 - Investment Planning 1 - - Financial Planning Association ~ 2001 - Risk Management for Financial Services Professionals - - Integratec ~ 2007 - The Australian Taxation System and Financial Strategies - - Financial Services Training and Assessment |