This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Matthew Wielandt | 1997 | 1994 - Bachelor of Commerce - - University of Southern Queensland |
| Daniel Peter Marks | 2000 | 2003 - Diploma of Financial Advising - - Securities Institute ~ 2005 - Diploma of Financial Services - - Financial Planning ~ 2022 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited |
| Jye David Berghofer | 2022 | 2020 - Bachelor of Business & Commerce with majors in Accounting & Finance - Bachelor Degree (AQF 7) - USQ ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Michael Doherty | 1998 | 1994 - Bachelor of Economics - - University of New England ~ 1999 - Diploma of Financial Planning - - Deakin University |
| Rodney J White | 2000 | 1999 - Diploma of Financial Markets - - Securities Institute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association (FPA) |