This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mike Liu | 2006 | Advanced Diploma of Financial Service (Financial Planning) - Tribeca ~ Advanced Diploma of Financial Service (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Service - Tribeca ~ Diploma of Financial Service - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |