This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
non-cash payment products; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mike Liu | 2006 | 2006 - Advanced Diploma of Financial Service (Financial Planning) - - Tribeca ~ 2006 - Diploma of Financial Service - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Certified Financial Planner - - Financial Planning Association ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional |