This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
MDA services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
MDA services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Julian John Freney-mills | 2000 | 2003 - Diploma of Financial Advising - - The Securities Institute of Australia ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2017 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Marco Longo | 2001 | 2008 - ASIC PS146 Compliance (Securities and Managed Investments) - - Securities and Derivatives Industry Association ~ 2008 - Bachelor of Commerce - - Curtin University of Technology ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2011 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Mark James Goulopoulos | 2001 | 2000 - ADA2 - - ASX ~ 2000 - Bachelor of Commerce - - Monash University ~ 2005 - Graduate Diploma of Applied Finance and Investment - - The Securities Institute of Australia ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Phillip Krilis | 2016 | 2002 - Bachelor of Commerce (Finance) - - Deakin University Australia ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2016 - Graduate Diploma of Applied Finance - - KAPLAN ~ 2017 - Diploma of Financial Planning - - KAPLAN |