Count Financial Limited

AFS License Number
227232
Name
Count Financial Limited
ABN/ACN/ARBN
19001974625
Licensee issued
July 1, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aaron Levi Whitehead 2010 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
 Aaron Speelman 2007 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Tier 1 Margin Lending Personal Advice - Kaplan Professional
 Adam Ellsmore 2010 Bachelor of Business (Banking & Finance) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Adam Hone 2014 Bachelor of Commerce (Commercial Law & Finance) - University of Sydney ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ RG146 Tier 1 Specialist Margin Lending Course - International Institute of Technology (IIT)
 Adam John Marjoribanks 1997 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan ~ Foundation DFP - Financial Planning Assocation of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Adam Mark Moiler 2012 Bachelor of Engineering Mechanical Engineering (Honours) - Curtin University ~ Certificate IV Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services - Kaplan Professional ~ Graduate Certificate of Chartered Accounting Foundations - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional
 Adrian Francis Pekin 2006 Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Financial Planning Assocation of Australia - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Alan Michael Fox 2018 Commercial Law - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Estate Planning - Kaplan Professional ~ Investment Planning 2 - Tribeca ~ Taxation for Financial Planning - Kaplan Professional
 Alexander Kambouroglou 2015 Bachelor of Arts - University of Wollongong ~ Graduate Diploma of Financial Planning - Securities Institute Education ~ TASACLv1 Commercial Law - Kaplan Professional
 Alexander Lee 2015 Accredited Aged Care Professional Program - Aged Care Steps ~ Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Alexander Murray Mcadam 2006 Bachelor of Commerce - University of Wollongong ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Self Managed Super Funds - Integrity Education Group
 Alexander Ross Eades 2001 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional
 Alison Louise Antoinette 2000 ASX Markets Responsibilities Executive Exam - Kaplan Professional ~ Bachelor of Arts - Macquarie University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Self Managed Superannuation Funds - Kaplan Professional
 Alison Stanbridge 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University of South Australia - Bachelor of Accounting
 Amanda Leanne Crook 2007 Diploma of Financial Services (Financial Planning) - Integratec (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Andrew Christopher Duckett 2013 Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Diploma of Financial Planning - Mentor Education ~ Gradulate Diploma of Financial Planning - Kaplan Professional ~ The Securities and Derivatives Industry Association (SDIA) Accreditation Program - Deakin University
 Andrew Clements 2018 Bachelor of Commerce (Accounting) - Deakin University ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Andrew James Thackeray 2000 Diploma of Financial Services (Financial Planning) - Commonwealth Bank
 Andrew John Newburn 2007 Bachelor of Economics - University of Newcastle ~ Diploma of Financial Service (Financial Planning) - Tribeca
 Andrew John Risson 2003 Bachelor of Commerce - University of Queensland ~ Margin Lending & Geared Investments - Kaplan Professional
 Andrew Larkin 2015 Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional ~ Foundations of law - University of Newcastle ~ Taxation - University of Newcastle
 Andrew Quayle 2004 Bachelor of Business - Deakin University ~ Certified Practising Accountant (CPA) - CPA Australia ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Taxation Law - Deakin University
 Andrew Robert Joseph Hollow 1994 Accredited Listed Product Adviser Program - Kaplan Professional ~ Aged Care Specialist Adviser - Aged Care Specialists ~ Bachelor of Business - Monash University ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional
 Angela Marie Sinel 2012 Bachelor of Commerce - Deakin University
 Angelo Alfio Caltabiano 1999 Bachelor of Economics - James Cook University of North Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute ~ MLFNS Principles of Margin Lending - International Institute of Technology (IIT) ~ SMSF Adviser Education Program - Financial Essentials
 Angus Stuart Martin 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Economics - University of Tasmania ~ Diploma of Financial Planning - The Association of Superannuation Funds of Australia (ASFA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Project Management Principles - Tasmanian Electronic Commerce Centre
 Anita Fasciani 2008 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Finance - La Trobe University ~ Certificate IV in Financial Services - RMIT University ~ Diploma of Financial Services - RMIT University ~ Self Managed Superannuation Funds - Kaplan Professional
 Annie Elizabeth Harris 2008 Bachelor of Environmental Management - University of Ballarat ~ Certificate IV in Financial Services (Finance/Mortgage Broking) FNS40804 - Australis College (formerly Intellitrain) ~ Diploma of Management - TAFE - University of Ballarat SMB ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Anthony Daniel Sinclair 2006 Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Anthony Michael Kofkin 2004 Diploma of Financial Planning - RMIT University ~ Self Managed Superannuation Funds - Kaplan Professional
 Anthony Munday 1985 Bachelor of Arts (Honours) - University of Kent ~ Diploma of Finance and Mortgage Broking Management - TAFE - NSW ~ Financial Planning Association (FPA) - Diploma of Financial Planning ~ Margin Lending & Geared Investments - Kaplan Professional
 Anthony Perree 2001 Bachelor of Economics - Monash University ~ Margin Lending & Geared Investments - Kaplan Professional
 Ashleigh Rose Eberhard 2021 Aged Care Advice Opportunities - Challenger ~ Bachelor of Commerce (Major: Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Belinda Colyn Riordan 2004 Entry Level Competencies - Tribeca ~ Managed Investments - Traintrak ~ Policy Statement 146 Knowledge Assessment - Kaplan Professional ~ Risk Management - Tribeca ~ Superannuation - Traintrak
 Benjamin John Newbold 2001 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Bachelor of Banking and International Finance - The Flinders University of South Australia ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA)
 Benjamin Shearman 2016 Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Benjamin Venter 2010 Bachelor of Business (Finance and Marketing) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Bianca Jade Carroll 2022 Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Billy-joe Phillips 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Management - University of Newcastle ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Brad Malen Rumbelow 1996 Accredited Listed Product Adviser Program - Kaplan Professional ~ Aged Care | Aged Care advice opportunities - Aged care Steps ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Bradley Berman 2014 Bachelor of Business (Management) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Training and Development - University of New England
 Bradley Dale Peters 2004 Accredited Listed Product Adviser Program - Kaplan Professional ~ CPA Designation: Financial Planning Specialist - CPA Australia ~ Margin Lending Accreditation Program - Financial Essentials ~ Master of Business Administration - University of Queensland ~ Self Managed Superannuation Funds - Kaplan Professional
 Bradley Lance Rousell 2002 Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Brendan James Lynch 1996 Accredited Aged Care Professional - Aged Care Steps ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Tribeca
 Brent Alexander Kirchner 2017 Advising in SMSFs - CPA Australia ~ Bachelor of Commerce - Deakin University ~ CPA Program - CPA Australia ~ Diploma of Financial Services (Financial Planning) - CPA Australia
 Brian Douglas Rafton 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Brodie Galati 2009 Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Caleb Winston Reeves 2010 Bachelor of Finance - Bond University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Cameron Gordon Martin 2021 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology (RMIT) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Cameron Ronald Mcausland 2006 Advanced Diploma of Financial Services (Financial Planning) - MLC ThreeSixty ~ Bachelor of Business - Australian Catholic University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Self Managed Super Funds - MLC Internal Accreditation ~ WM1333 Aged Care & WM1334 Advanced Aged Care - MLC Internal Accreditation
 Cameron Thornton Reed 2006 Bachelor of Economics - University of New England ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Management - University of New England ~ SMSF Specialist Advisor - SMSF Association ~ Self Managed Superannuation Funds Adviser Course - Tribeca
 Carolyn Denise Findlay 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Diploma of Financial Services (Financial ~ Margin Lending - Kaplan Professional
 Casey Marijke Kropman 2012 Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SPAA) - SMSF Association
 Catherine Beh 2012 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Social Science (Economics) - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services AcademyDiploma (AQF 5) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Educational Leadership - University of Western Sydney
 Catherine Kayess 2018 Bachelor of Business (Business Administration) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Catherine Lizza 2004 Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services ~ Diploma of Financial Services (Distribution) - Deakin Financial Services ~ Financial Services Essentials - Deakin Financial Services
 Catherine Mary Shelvey 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - The Association of Superannuation Funds of Australia (ASFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Celia Almeida Barila 2016 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of Wollongong ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - Monarch Institute
 Chris Krstevski 1998 Bachelor of Commerce (Accounting) - University of Newcastle ~ Margin Lending & Geared Investments - Kaplan Professional
 Christina Leanne Hendry 2016 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of South Australia ~ CPA - CPA Australia ~ Diploma of Financial Planning - International Institute of Technology ~ SMSF Specialist - Self Managed Super Fund Association
 Christine Anne Hallowes 2000 Diploma of Financial Planning - Financial PLanning Association ~ Diploma of Financial Services (Financial Planning) - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Christine Kay Ivers 2008 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services) ~ Advanced Strategies for Self Managed Superannuation - ThreeSixty (GWM Adviser Services) ~ Bachelor of Business - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services) ~ Margin Lending & Geared Investments - Kaplan Professional
 Christopher Francis Carlin 2015 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - KAPLAN Professional
 Christopher John Brown 2009 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Edith Cowan University ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Christopher Paul Brame 2022 Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Clinton Barry Fleming 2014 Bachelor of Science - University of the Sunshine Coast ~ Managed Investments & Securities - Kaplan Professional ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Superannuation and Life Insurance Skills - Kaplan Professional
 Clinton Michael Teitz 2018 Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Deakin University
 Clive Levinthal 2018 Chartered Financial Analyst (CFA) - Association for Investment Management and Research ~ Commercial Law - Kaplan Professional ~ DFP5v5 Tax for Financial Advising - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Risk Management - Integratec
 Costa Mappis 2011 Bachelor of Commerce - University of Wollongong ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Adviser Compliance Solution - FINSIA
 Craig Brendan Holly 2012 Bachelor of Business (Financial Planning) - RMIT University
 Craig Elmo Gunawardana 2009 Bachelor of Commerce - Deakin University ~ Diploma of Commerce - Melbourne Institute of Business and Technology (MIBT) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Craig Ross Shainfeld 2002 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kings International College ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to SMSFs - Accurium Education
 Craig Russell Tschirpig 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business(Accounting) - Central Queensland University ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Craig Stevens 1999 Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Crystal-louise Broadfoot 2007 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Damien Mckern 2016 Bachelor Of Business (Accountancy) - Queensland of University Technology ~ Bachelor of Laws - Queensland University of Technology ~ Certified Practising Accountant - CPA Australia ~ Chartered Accountant - Chartered Accountants Australia and New Zealand (CAANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Damon Smith 2015 Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Daniel John Miller 2016 Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Planning - International Institute of Technology ~ IIT: Specialist Self Managed Superannuation - International Institute of Technology
 Daniel Krstevski 2017 Accredited Listed Product Adviser - Kaplan Professional ~ Bachelor of Commerce - University of Newcastle ~ CERTIFIED FINANCIAL PLANNER professional - CFP ~ Master of Financial Planning - Kaplan Professional ~ Tier1: (928) Margin Lending - Kapan Professional
 Daniel Paul Lunardi 2015 Advanced Diploma Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - Swinburne University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Planning - Monarch Institute
 Daniel Williams 2017 Accredited Aged Care Professional - Aged Care Steps ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Darren Stevens 2001 Bachelor of Commerce - Australian National University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute ~ SMSF Specialist Adviser (SSA) - SMSF Association
 David Andrew Murphy 2002 Bachelor of Economics - University of Newcastle NSW ~ Diploma of Financial Planning (FNS50611) - IIT
 David Anthony Ryan 2003 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Ballarat (Federation University) ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 David Evers 2002 Bachelor of Commerce - University of Newcastle ~ Chartered Accountant - Chartered Accountants Australia New Zealand
 David John Lakey 1995 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ SMSF Accreditation - Commonwealth Financial Planning
 David John Shaw 2016 Bachelor of Business With Credit - University of Technology, Sydney ~ Certified Practising Accountant (CPA) - CPA Australia ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Superannuation & Self-Managed Superannuation Funds - Pinnacle Financial Services Academy
 David Mark Hodgson 2005 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 David Ridgway 1998 Bachelor of Business - University of Southern Queensland ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Margin Lending & Geared Investments - Kaplan Professional
 David Ronald Pilchowski 2003 Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - University of Adelaide
 David Satwant Sidhu 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Southern Cross University ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Special Advisor - SMSF Association
 David Vickers 2006 928S Margin Lending - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Adviser (SSA) - SMSF Association
 Dishna Wijenayake 2013 Bachelor of Business (Management & Marketing) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning FNS50804 - Holmesglen TAFE ~ Master of Practicing Accounting - Monash University (Caulfield) ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Domenico Carmelo Sita 2012 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Economics - Monash University ~ Diploma of Financial Services (Financial Planning) - MLC ~ Principles in Self Managed Superannuation Funds - International Institute of Technology ~ RG146 Tier 1 Margin Lending Specialist Course - International Institute of Technology
 Donald Angus Mcqueen 2004 Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Donald Lavery 1994 Bachelor of Business - Kuring-gai College of Advanced Education UTS ~ Margin Lending & Geared Investments - Kaplan Professional
 Duncan James Derrington 2008 Bachelor of Economics - The University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan Professional
 Eduardo Delacruz 2002 ASX Listed Products Accreditation Course - Savings Factory ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Fund Adviser Education Program - Financial Essentials
 Elliot Mills-edward 2018 Bachelor of Commerce - Accounting - Murdoch University ~ Diploma of Financial Planning - Kaplan Education
 Emily Rosemary Lovell 2018 Bachelor of Business and Bachelor of Economics - University of Tasmania ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Eric Allan Mccay 2003 Bachelor of Business Accountancy - Queensland Institute of Technology ~ Certified Financial Planner - FPA ~ Certified Practicing Accountant - Australian Society of Accountants ~ Margin Lending and Geared Investments - Kaplan Professional
 Eric Haines 1994 Bachelor of Commerce (Accounting) - University of New South Wales ~ Certificate of Membership - Chartered Accountants Australia New Zealand ~ Financial Planning Specialist - Chartered Accountants Australia New Zealand ~ PS146 Knowledge Assessment - Securities Institute (Kaplan Professional)
 Eugene (kang) Wong 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Farrell Spungin 2008 Bachelor of Commerce - University of South Africa ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Gaurav Arora 2017 Bachelor of Commerce - Guru Nanak Dev University (india) ~ Certified Practicing Accountant (CPA) - CPA Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Pofessionalism in Financial Advice - Kaplan Professional ~ Master of Accounting and Financial Management - La Trobe University
 Geoffrey Malcolm Wilson 1999 Bachelor of Science - The University of Melbourne ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Glenn Torrents 2000 Bachelor of Business - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Chartered Accountants (CA) - Chartered Accountants Australia and New Zealand (CAANZ) ~ Margin Lending and Geared Investments - Kaplan Professional
 Grant Gerald Van Heerden 2009 Advanced Diploma of Financial Planning (FNS60410) - Kaplan Professional ~ Certificate IV in Financial Services (Finance/Mortgage Broking) FNS40804 - Australis College (formerly Intellitrain) ~ Diploma of Financial Services (Financial Planning) FNS50804 - Mentor Education / RG146 ~ Margin Lending and Geared Investments - Kaplan Professional
 Grant Homes 2017 Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Greg Paul Weiland 2007 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF online course - The University of Adelaide (SuperConcepts)
 Gregory Burford 2001 Bachelor of Commerce - University of Western Sydney ~ Chartered Accountant (CA) - Chartered Accountants Australia & New Zealand (CA ANZ) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Gregory Thornton 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Science (Systems Agriculture) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Hamish Lorimore Zerbe 2005 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Diploma of Financial Advising - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Commerce (Financial Planning) - Western Sydney University ~ Self Managed Superannuation Funds - Kaplan Professional
 Hayden George Pike 2017 Bachelor Finance - La Trobe University
 Heather Joy Boughton 1997 Bachelor of Business (Banking and Finance) - University of South Australia ~ Certificate in Financial Markets - The Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialist Course - Cavendish
 Heidi Narelle Schwegler 2007 Aged Care Specialist Adviser - Association of Financial Advisers (AFA) ~ Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner (CFP - Financial Planning Association of Australia (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Personal Injury Specialist Adviser - Association of Financial Advisers (AFA)
 Helga Baxter 2007 Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Diploma of Finance and Mortgage Broking Management - Australis College (formerly Intellitrain) ~ Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Margin Lending & Geared Investments - Kaplan Professional
 Henry Campbell Phelps Dick 0 Bachelor of Commerce - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Hilary Linda Acheson 2015 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Services - University of New England ~ Master of Financial Planning - Western Sydney University ~ Tier1: (928) Margin Lending - Kaplan Professional
 Hugh Nowaki Mcqueen-tokita 2011 Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Ian Carter 1998 Bachelor of Commerce (Economics) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan (formerly Securities Institute Australia) ~ Graduate Diploma ofApplied Finance & Investment - Securities Institute/Finsia ~ Margin Lending & Geared Investments - Kaplan Professional
 Jacob Moss 2014 Advanced Diploma of Financial Planning - Mentor Education / RG146 ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ RG146 Tier 1 Specialist Margin Lending - International Institute of Technology
 Jakob Van Dalen 2017 Bachelor of Business (Sport Development and Management) - La Trobe University ~ Diploma Financial Planning - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Licensee Accreditation - Listed Securities - MLC ~ Licensee Accreditation - Self Managed Super Funds - MLC
 James Darling 2012 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce (Financial Accounting) - University Newcastle ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ FASEA Exam - FASEA
 James Francis Fisher 2018 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - The Securities Institute of Australia
 James Ivan Weir 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - University of South Australia ~ Certified Financial Planner (CFP) - Financial Advice Association Australia (FAAA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 James Joseph Miller 2008 Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Australia
 James Mohi Tarawhiti 2007 Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Services (Financial Planning - Mentor Education
 James Raymond Farrelly 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Marketing) - University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jane Florence Pryor 2001 924 Superannuation & Skills - Kaplan Professional ~ Estate Planning - Tribeca ~ Risk Management for Financial Services Professionals - Integratec ~ Self Managed Superannuation Funds - Kaplan Professional ~ Taxation Planning - Tribeca
 Jasmin Loke 2006 Diploma Of Financial Services (Financial Planning) - TAFE NSW ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan
 Jason Abrahams 2000 Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Jason Andrew Barr 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jason Burley 2000 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business - Southern Cross University ~ Graduate Diploma of Financial Planning - Kaplan (formerly Securities Institute Australia)
 Jason Chew 2009 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Traineeship Management Australia (TMA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Self Managed Superannuation Funds - Kaplan Professional
 Jennifer Jean Jess 2011 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Jeremy Guirguis 2018 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Jerome George Alam 2012 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce (Finance and Financial Planning) - University of Wollongong ~ Margin Lending & Geared Investments - Kaplan Professional
 Jesmond William Azzopardi 1995 Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Financial Planning Principles and Practice Module 2 Wealth Protection - Securities Institute ~ Margin Lending Accreditation Program - DeakinCo ~ Self Managed Superannuation Funds - Kaplan Professional
 Jesse Anton Stock 2014 Commercial Law Course (TASACLv1) - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Jessica Catherine Beck 2018 Bachelor of Arts - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jessica Lee Black 0 Graduate Diploma of Financial Planning - Charles Sturt University ~ LAW504 - Business and Corporations Law - Charles Sturt University ~ LAW545 - Taxation Strategies - Charles Sturt University
 Jiangying Dai 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jie Lin 2013 Bachelor of Commerce - University of New South Wales ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Knowledge and Skills - Kaplan Professional ~ Master of Financial Planning - Deakin University
 Jim Bouzios 2014 Diploma of Financial Planning - Monarch Institute
 Joel Cameron Nicol 2008 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ SMSF Specialist Advisor (SSA) - SMSF Association ~ Self Managed Superannuation Funds - International Institute of Technology
 John Eric Ellis 1998 Bachelor of Commerce - University of New South Wales ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Charted Accountant (CA) - Charted Accountants Australian and New Zealand (CA ANZ) ~ Margin Lending & Geared Investments - Kaplan Professional
 John Henry Rimpici 2015 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Financial Administration - University of New England ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 John Kaye Tatterson 2004 Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 John Littleproud 2001 Bachelor of Business - University of Southern Queensland ~ Chartered Accountant - Chartered Accountants Australia and New Zealand (CAANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor Designation - SMSF Association
 John Patrick Mackrell 2011 Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 John Rohan Sadler 2012 Bachelor of Commerce - Deakin University
 John Traficante 2013 Bachelor of Social Sciences (Information Management) (Major: Accounting) - University of Melbourne ~ Diploma - Financial Services Mortgage Broking - National Finance Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute/Finsia ~ Margin Lending Geared Investments - Kaplan
 John William Redmond 2006 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ CA Financial Planning Specialist - Chartered Accountants Australia & New Zealand (CA ANZ) ~ Diploma of Financial Services - Dover Financial Training ~ Self Managed Superannuation Funds - Kaplan Professional
 Jonathan Fischer 2014 Bachelor of Commerce (Finance) - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Jonathon Dennis Kelly 2014 Certificate IV in Financial Services - Swinburne University of Technology ~ Diploma Of Financial Services (Financial Planning) - ThreeSixty ~ Self-Managed Superannuation Fund - Mentor Education
 Jordan Christopher Odd 0 Graduate Diploma of Financial Planning - Kaplan Professional
 Joshua Luke Buckley 2020 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Juan NI 2017 Diploma of Financial Planning - International Institute of Technology ~ Master of Business (Accountancy) - University of South Australia ~ Principles in Self Managed Superannuation - International Institute of Technology
 Judy LU Yan 2001 Bachelor of Commerce - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute ~ Master of Applied Finance - Kaplan Professional
 Justin David Van Haren 2006 ASX Listed Product Accreditation Course - LPAC Online ~ Diploma of Financial Planning (1-8) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional ~ Specialist Self Managed Superannuation Funds - International Institute of Technology (IIT)
 Justin James Wilson 2011 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Economics - University of Newcastle ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Self Managed Superannuation Funds - Kaplan PRofessional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Profesisonal
 Justin Nothling 2001 Bachelor of Nursing - Central Queensland University ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Management - Central Queensland University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration (Financial Management) - Central Queensland University
 Justin Tyne 2001 Graduate Diploma in Financial Planning - Securities Institute Education ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending Personal Advice - Kaplan Professional
 Kade Jeffree Beasley 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ DFP Securities & Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Karolina Grbin 2014 Bachelor of Business (Applied Economics) - Victoria University ~ Certificate of Superannuation Management - The Association of Superannuation Funds Australia (ASFA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kenneth Chung 2006 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services Limited) ~ Bachelor of Engineering (Chemical Engineering) - RMIT ~ Certificate IV Financial Services (Finance|Mortgage Broking) - Intellitrain ~ Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services Limited) ~ Graduate Diploma of Management (Technology Management) - Deakin University
 Kenneth William Grimes 2003 Bachelor of Business - Victoria University of Technology (formerly Footscray Institute of Technology) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Financial Services (Financial Planning) - FINSIA Education (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Kevin William Lloyd-woods 1980 Diploma of Financial Planning (1-8) - Financial Planning Association of Australia (FPA)
 Kharen Patricia Kaleda 1997 Bachelor of Commerce - University of Wollongong ~ Margin Lending & Geared Investments - Kaplan Professional
 Kim Ronald White 2018 Advanced Diploma of Financial Planning - Mentor Education ~ Ethics for Financial Services (Intensive) - Deakin University ~ Listed Securities (Parts 1-2) - Education Compliance (Advice Services) ~ Margin Lending - MLC ThreeSixty ~ Self Managed Super Funds (Parts 1-2) - Education Compliance (Advice Services)
 Kim Scott 1991 Bachelor of Financial Administration - University of New England ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Krisna Ngetis 2023 Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University ~ Introduction to business law - Griffith University ~ Revenue Law: Theory & Policy in action + Taxation Planning - Griffith University
 Kristian Floresta Tangan 2005 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA Education (Kaplan Professional)
 Kristina Triandafilis 2023 Bachelor of Commerce - University of New South Wales ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Kristopher Philip Chapman 2018 Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Western University of Sydney
 Kyle Michael Brown 2007 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (International Business & Finance) - University of Tasmania ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Lachlan Charles Hudson Baker 1995 ASIC Policy Statement 146 - Financial Services Training & Assessment ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Lachlan Cruickshank 2022 Bachelor of Commerce - Griffith University
 Lachlan Thomas Weir 0 Bachelor of Business (Economics & Finance) - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Leah Alice Hall 2015 Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Pinnacle Financial Services Academy
 Leeann Padayachee 2017 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Leonie Gae Nagle 2005 Bachelor of Economics - University of Western Australia ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Applied Finance & Investment - Securities Institute/Finsia ~ Margin Lending & Geared Investments - Kaplan Professional
 Linda Rose Tellis 2012 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Linh Thi Thao Nguyen 2015 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of New South Wales ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Lisa Maree Steel 2002 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Lisa-maree Grono 0 Bachelor of Commerce (Financial Planning) - University of New England
 Lloyd Grant Levin 2005 ASIC RG146 Tier 1 Insurance Broking Compliance - Australian and New Zealand Institute of Insurance and Finance ~ Diploma of Financial Services (Financial Planning), FNS50804 - Mentor Education
 Lucija Emina Saric 2004 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Information Technology - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy
 Luke DI Pietro 2006 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Planning - Kaplan Professional ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Lyle John Greig 2003 Bachelor of Commerce (Accountancy) - University of Wollongong ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Marcus Dickson Reade-brown 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Relevant Provider Exam - FASEA ~ Stockbrokers and Investment Advisers Association (SIAA) - Margin Lending Accreditation Program
 Maria Margarida Teixeira 2004 Aged Care Assessment - Aged Care Adviser Network ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Mark Andrew Humphris 2000 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Bachelor Business (Banking & Finance) - University of SA ~ Bachelor of Business - University of South Australia ~ Diploma Financial Planning - Deakin University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA)
 Mark Christopher Gray 2002 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Margin Lending & Geared Investments - Kaplan Professional
 Mark Cullen 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Mark Dodds 1999 Bachelor of Business (Accounting) - Queensland University Technology (QUT) (formerly QiT) ~ Margin Lending & Geared Investments - Kaplan Professional
 Mark Edward Bettinzoli 2017 Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Bachelor of Business Studies - Charles Sturt University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Mark Gerard O'toole 1993 Advanced Strategies for Self Managed Superannuation - MLC ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Planning - Royal Melbourne Institute of Technology (RMIT) ~ Master of Commerce (Financial Planning) - The University of Western Sydney
 Mark Sacks 2004 Diploma of Financial Services (Financial Planning) - King's International College ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Martin Peter White 2002 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Commerce - Macquarie University ~ Margin Lending & Geared Investments - Kaplan Professional
 Mary Theresa Benton 2005 ASX Accredited Listed Product Adviser - Kaplan Professional ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan Professional
 Matthew Carberry 1999 Advanced Diploma of Accounting - TAFE ~ Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Certificate in Professional Accounting - University of Southern Queensland ~ Margin Lending & Geared Investments - Kaplan Professional
 Matthew Cascun 2014 Bachelor of Business (Financial Planning) - RMIT University ~ Bachelor of Business (Financial Planning) - RMIT University ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional
 Matthew Coman 2013 Bachelor of Commerce - University of Canberra ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional
 Matthew Harold Pack 2002 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance - Charles Sturt University ~ Self Managed Superannuation Funds - Kaplan Professional
 Matthew Hayes 1997 Bachelor of Business - Central Queensland University ~ Margin Lending & Geared Investments - Kaplan Professional
 Matthew Ireland 2018 Bachelor of Business - University of Newcastle ~ Bachelor of Commerce - University of Newcastle ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew Leigh Holmes 2014 Diploma of Financial Planning - Kaplan Professional
 Matthew Moon 2016 Bachelor of Commerce (Accountancy) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Matthew Philip Mitchell 2018 Bachelor of Commerce - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional
 Megan Louise Paltoglou 2002 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce - The University of Melbourne ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
 Melanie Anne Jones 2007 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate in Rural Estate Planning - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Melissa Papadimas 2013 Bachelor of Business (Financial Planning) - RMIT ~ SMSF Self Managed Super Funds - Integrity Education Group
 Michael Alexander Gionfriddo 2016 Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology
 Michael Andrew Gay 2012 Advanced Diploma of Financial Planning (FNS60410) - International Institute of Technology (IIT) ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Principles in Self Managed Superannuation - International Institute of Technology (IIT)
 Michael Banks 2014 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Economics - University of Sydney ~ Diploma of Financial Planning - Monarch Institute ~ Master of Strategic Management - University of Wollongong
 Michael Leonard Holmes 2004 Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Self Managed Superannuation Funds - Kaplan Professional
 Michael Louros 2001 Bachelor of Business - Victoria University ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Graduate Diploma of Accounting - Victoria University ~ Margin Lending & Geared Investments - Kaplan Professional
 Michael Milne 1998 Bachelor of Arts (Criminal Justice Administration) - Royal Melbourne Institute of Technology (RMIT) ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty
 Michael Molony 1999 Bachelor of Business (Accounting) - Victoria University of Technology (formerly Footscray Institute of Technology) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Tier1: (923) Securities - Kaplan Professional
 Michael Thomas Joseph Farrugia 2018 Bachelor of Applied Finance (Mathematics) Honours Class 2B - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Charles Sturt University
 Mohammed Abou-eid 1996 Diploma - Financial Planning - RMIT ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Kaplan Professional
 Mushian LU Elsner 2007 Bachelor of Economics - Shanghai University of International Business and Economics ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Naldo-rei Casanova 2018 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - International Institute of Technology
 Natalie Nielsen 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Nathan Frank Treloar 2012 Advanced Diploma of Financial Planning - Mentor Education ~ Commercial Law - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Tax of Financial Advising - Kaplan Professional
 Nathan Raymond Horne 2018 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business Majoring in Financial Management - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending-Personal Advice - Kaplan Professional
 Nellie Chen Fung 2008 Bachelor of Accounting - Chartered Association of Certified Accountants UK ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning)Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Nicholas James Girdler 2006 Applied Self-Managed Super Fund Advice - Australian Executor Trustees ~ Bachelor of Economics - The Flinders University of South Australia ~ Certificate IV in Financial Services (Finance / Mortgage Broking) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Australia
 Nicholas John Woods 2009 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - University of Newcastle ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Nicholas Kemsley Gunner 2004 Diploma of Financial Services (Financial Planning) - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Nicola Claire Chaffe 2014 928 Margin Lending - Knowledge and Skills - Kaplan Professional ~ Accountants SMSF Package - Kaplan Professional ~ Bachelor Commerce (Acc.) - Monash University ~ Certified Practising Accountant (CPA) - CPA Australia ~ Graduate Diploma (Financial Planning) - Kaplan Australia
 Nigel John Martin 2004 Bachelor of Commerce - Flinders University ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Nunziante Losanno 2006 Bachelor of Commerce - Australian National University ~ Certificate of Public Practice - Chartered Accountants Australia New Zealand ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Financial Services - Kaplan (formerly Tribeca) ~ Margin Lending & Geared Investments - Kaplan Professional
 Patrice Jean-francois Jacquin 2005 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional
 Patrick Chipp 2021 Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Kaplan
 Patrick Ponce 2009 Bachelor of Accounting - University of South Australia ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Paul Jackson 2010 Bachelor of Business - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Paul Joseph Case 2002 Bachelor of Economics - Adelaide University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Margin Lending & Geared Investments - Kaplan Professional
 Paul Polydefkis Tsikopoulos 2004 Bachelor of Business - Victoria University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics for Financial Services (Intensive) - Deakin University
 Paul Richard Mulock 1994 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Bachelor of Commerce - University of New South Wales ~ Bachelor of Laws - University of New South Wales ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA)
 Paul Willoughby 1990 Count Introductory Training Course - Count Financial ~ Margin Lending & Geared Investments - Kaplan Professional
 Peter Edward Blackett 1997 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA)
 Peter Karlson 1998 Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Peter Keith Dickinson 2016 Bachelor of Applied Finance (Financial Planning) - TAFE NSW ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - TAFE NSW
 Philip Toby Smith 2004 Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Prashneel Karan 2014 Bachelor of Commerce (Accounting) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ RG146 Tier 1 Specialist Margin Lending Course - International Institute of Technology (IIT)
 Rachel Crick 2018 DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Rachel Elizabeth Buhagiar 2001 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (1-8) - Financial Planning Association of Australia (FPA) ~ Life Risk Specialist Accreditation - Financial Planning Association of Australia (FPA) ~ Margin Lending - MLC ~ Super Concepts & ICFS Specialist SMSF Course - The University of Adelaide
 Rami Elkassem 2006 Certificate IV in Financial Services (Finance / Mortgage Broking) - Traineeship Management Australia (TMA) ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment (FSTA) ~ Diploma of Financial Services - Institute of Financial Services (IFS) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast
 Raymond Miller 2001 Bachelor of Commerce (Accounting) - University of Wollongong ~ Count - Introductory Training Course ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Riste Jurukovski 1999 Bachelor of Business (Economics & Finance) - University of Western Sydney ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Robert Edward Dugdale 2003 Bachelor of Business - Griffith University ~ Certified Financial Planner - FPA ~ Certified Practicing Accountant - CPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Robert John Bowen Gibson 2017 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Computing (Multimedia Technology) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Robert Wolski 2009 Bachelor of Arts (Psychology) - Macquarie University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ DFS Module 4 Wealth Creation & Retirement Planning - ThreeSixty ~ Graduate Diploma Applied Finance (Financial Planning) - Kaplan Australia ~ The Securities & Derivatives Industry Association (SDIA) Accreditation Program - Deakin University
 Rocco John Liuzzi 2023 Bachelor of Business (Accounting & Finance) - La Trobe University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Regulations & Taxation - Kaplan Professional
 Rodney Geilman 1996 Advanced Strategies for Self Managed Superannuation - ThreeSixty ~ Bachelor of Business - Monash University ~ Diploma of Financial Planning - Kaplan Professional
 Rodney Mcleod 1995 Bachelor of Business - La Trobe University ~ Margin Lending & Geared Investments - Kaplan Professional
 Rodney W Johnstone 1999 ASX Accredited Listed Products Adviser Program - Kaplan ~ Certified Financial Planner - FPA ~ Graduate Diploma in Applied Finance and Investment - Securities Institue Eduction ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) ~ Self Managed Superannuation Funds Adviser Course - Tribeca/The Strategist Group
 Ronald George Palmer 2016 Bachelor of Commerce (Accounting, Finance and Systems) - University of New South Wales ~ Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Ross Moll 2002 Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Ryan Jones 2016 Bachelor of Business - Victoria University ~ Certified Practising Accountant - CPA Australia ~ Client Engagement Skills - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Sacha Burchgart 2011 Advanced Diploma of Financial Planning - Mentor Education ~ Aged Care Advice - University of New England ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - University of New England ~ Self Managed Superannuation Funds - Mentor Education
 Sally Luxford 2002 Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sally-anne Bell 2002 ASX Broker Exam - ASX / Securities Institute ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca
 Salvatore Russo 2008 Bachelor of Commerce - University of Queensland ~ Certificate IV Financial Planning - Tribeca (Kaplan Professional) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma core PS146 Skills Competency - Tribeca (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Samuel Kenneth Grimes 2011 Bachelor of Commerce - La Trobe University ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Samuel Wilson 2010 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business - University of Sunshine Coast ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Sandeep Dang 2003 Bachelor of Commerce - La Trobe University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Self Managed Superannuation Funds - Kaplan Professional
 Sandra Shanyu Lau 2002 Bachelor of Business - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Chartered Accountant (CA) - Chartered Accountants Australia & New Zealand (CA ANZ) ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Financial Essentials
 Sarah Cox 2004 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy
 Sarah Kate Illarietti 2017 Qualification Bachelor of Commerce (Accounting and Financial Planning) - Curtin University of Technology
 Savvas Papadopoulos 2005 Bachelor of Commerce - Deakin University ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly Securities Institute Australia) ~ Margin Lending & Geared Investments - Kaplan Professional
 Scott Andrew Wilding 1996 Accredited Aged Care Professional Program - Aged Care Steps ~ Diploma of Financial Planning (1-8) - Financial Planning Association of Australia (FPA)
 Scott Mcdonald 2008 Advanced Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ Bachelor of Economics - Monash University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Sebastian Joseph Wolf 2018 Bachelor of Business Administration - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Senney Wang 2018 Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Finance - University of Melbourne
 Shahin Farrokh Tehrani 2022 Bachelor of Commerce (Accounting) - Griffith University ~ Diploma of Commerce - Queensland Institute of Business and Technology ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Shane Marc O'brien 2023 Bachelor of Commerce - The University of Newcastle ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Shannon Smit 2016 Bachelor of Business (Accounting) - Monash University ~ Chartered Accountant - Chartered Accountants Australia and New Zealand (CAANZ) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of International Taxation - University of Sydney
 Shantel Evans 2018 Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Shawn Damian French 2007 Advanced Certificate in Banking & Finance - RMIT University ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Planning FNS50804 - Tribeca ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Simon Daniel Haden 2007 Bachelor of Arts - Deakin University ~ Bachelor of Teaching (Primary) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ RG146 - Securities - Kaplan (formerly FINSIA)
 Simon Gerard Little 2005 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Simon Leske 2001 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Margin Lending - Kaplan Professional
 Simone Murad 2017 Bachelor of Business (Accounting) - Swinburne University of Technology ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Diploma of Financial Services (Financial Planning) - FINSIA Education (Kaplan Professional) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional
 Siu Man Lily MO 2002 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Accounting - Macquarie University ~ Master of Commerce - University of Western Sydney
 Sonia Dallimore 1999 Aged Care Specialist - Financial Wisdom ~ Bachelor of Business (International Trade) - Monash University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sonia Emma Turkovic 1992 Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Certificate in Applied Self-Managed Super Fund Advice - Tower Trust ~ Certified Financial Planning (CFP) - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Stephen Crowe 2000 Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA ~ Certified Financial Planner (CFP®) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca
 Stephen Ronald Hubner 2000 Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma Financial Services (Financial Planning) FNS50804 - Investment Banking Institute
 Steven Brian Duldig 2009 Bachelor of Commerce (Accounting & Financial Planning) - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional
 Steven James Cork 2010 Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Commerce - Deakin University
 Stuart White 2005 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Susan DI Pietro 1996 ASX Responsible Executive Exam - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA)
 Suzanne Grayling 2006 Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Tahli Rose Jade Cavagnino 0 Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Deakin University
 Tania Anne Tonkin 2009 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Accountancy - University of South Australia ~ Chartered Accountant (CA) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Thirza Stacey 1984 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending Personal Advice - Kaplan Professional
 Thomas Ian Whitley 2015 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Tier 1 Margin Lending Personal Advice - Kaplan Professional
 Thomas Raymond Weir 2004 Completed DFP 1 equivalent subject Institute of Chartered Accountants - Securities Institute ~ Completed Subjects 2-6 of a Diploma of Financial Planning - FPA-Deakin ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Taxation - University of Melbourne ~ Self Managed Superannuation Funds Specialist Advisor - SMSF Professionals Association of Australia
 Tiarne Monique Winton 2024 Bachelor of Business - Southern Cross University
 Tim Blottin 2012 Commercial Law - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Superannuation and Retirement Advice - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Timothy DE Luca 2005 Bachelor of Business (Applied Economics) - Victoria University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Margin Lending - MLC
 Timothy Michael Flynn 2017 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Southern Queensland ~ CPA Program - CPA Australia ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - International Institute of Technology
 Timothy Raymond Bilston Boxsell 2023 Bachelor of Finance (Fin. Planning) - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor (SSA) - SMSF Association ~ Taxation Law (Principles) - Charles Sturt University
 Todd O'sullivan 2016 Bachelor of Commerce - The University of Southern Queensland ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Tony Snoyman 2018 Bachelor of Science with Honours - University of Witwatersrand ~ Diploma of Financial Services - Financial Education Professionals ~ General Insurance - Financial Education Professionals ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self-Managed Superannuation Funds - Financial Education Professionals
 Tracee Huey Xin Pang 2018 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Economics & Finance) (Applied) - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Master of Professional Accounting - Swinburne University of Technology
 Tracey Kloner 2011 Advice in Derivatives and Securities Skill Set - AAMC Training Group ~ Diploma in Financial Services (Financial Planning) - AAMC Training Group ~ Honours Bachelor of Commerce - University of South Africa ~ Master of Business Administration - Heriot-Watt University ~ Postgraduate Diploma in Financial Planning - University of the Free State
 Trent Martin Logue 2014 Bachelor of Business (International Business Management) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Trent Mills 2017 Bachelor of Accountancy - University of South Australia ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group
 Troy Heath Carlon 2001 Advanced Diploma of Financial Services (Financial Planning) - AMP Learning & Development Services ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - AMP Learning & Development Services ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Borrowings Specialist Adviser Education Program - Financial Review Professional Education
 Tyson Adam Roberts 2018 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Commerce (Finance) - University of Sydney ~ Self Managed Superannuation Funds - AAMC Training Group
 Tyson Scott Ayris 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Vaughan Smith 2023 Bachelor of Commerce - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Venetia Langlands 2008 Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TASACLv2 Commercial Law - Kaplan Professional
 Vinh Tran 1999 Bachelor of Business - University of Technology Sydney (UTS) ~ Certificate IV Finance and Mortgage Broking - Kaplan Professional ~ Diploma core RG146 Skills: pre 2003 - Professional Development Operations Team ~ Margin Lending & Geared Investments - Kaplan Professional
 Walid David 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) and Bachelor of Computing - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Wayne Clark 2000 Associate Diploma of Business (Accounting) - TAFE NSW ~ Bachelor of Financial Administration - University of New England ~ Diploma of Finance and Mortgage Broking Management - Institute of Strategic Management ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Wayne Fowler 2003 Bachelor of Commerce - University of Newcastle ~ Margin Lending & Geared Investments - Kaplan Professional
 Wayne Leslie Higgins 2012 Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Licensee Accreditation - Self Managed Super Funds - MLC ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional
 Wei Hua Hollink 2003 Advanced Diploma of Accounting - TAFE NSW ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV in Accounting - TAFE NSW ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Wendy Susan Barnham 2006 Advanced Diploma of Financial Services(Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - FPA ~ Self Managed Superannuation Funds - Kaplan Professional
 William Fenwicke 2000 Bachelor of Economics - University of New England ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Intellitrain Pty Ltd ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Wissam Abou-eid 1993 Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional
 Yoppie Sutanto Daniel 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Master of Commerce - University of New South Wales