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Cotham Advisory Pty ltd

AFS License Number
516624
Name
Cotham Advisory Pty ltd
ABN/ACN/ARBN
31632328851
Licensee issued
Jan. 2, 2020
Address
Kew, 3101, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Bernard Patrick Cooney1992Bachelor of Economics - La Trobe University ~ Certified Financial Planner and DFP 8 - FPA ~ Certified Practising Accountant - CPA ~ Ethics and Professionalism in Financial Advice - KAPLLAN ~ Graduate Diploma of Accounting - Melbourne University
 Cameron James Vallve2008Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd
 Richard Martin Owen2001Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Economic and Legal Context for Financial Planning - KAPLAN ~ FINC20031 Ethical Financial Planning Practice - CQ University ~ Mathematics with Management - The University of Liverpool