This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bobby Jed Byrne | 2022 | 2020 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - Griffith Universtiy ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Justine Wilesmith | 2004 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Self Managed Superannuation - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Philippa Lee Baker | 2007 | 2010 - Bachelor of Commerce (Acc/FP) - - Griffith Uni ~ 2012 - ADFP - - Kaplan ~ 2013 - Bachelor of Finance - - Griffith University ~ 2013 - Bachelor of Finance - - Griffith University ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Samuel George Winston Kerr | 2018 | 2015 - Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2021 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Shane Christopher Lawler | 2001 | 1984 - Bachelor of Science - - Monash University ~ 1996 - Graduate Diploma in Applied Finance and Investment - - Securities Institute of Australia ~ 2003 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2003 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |