This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Trevor Geffin | 2015 | 2008 - B Comm Accounting and B App Fin - Bachelor Degree (AQF 7) - Macquarie University ~ 2010 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Diploma Financial Planning, Margin and Geared Investments - - Kaplan ~ 2011 - Diploma Financial Planning, Margin and Geared Investments - Diploma (AQF 5) - Kaplan Professional |