This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients; and
managed investment schemes excluding IDPS to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher David Mcknight | 2005 | 1999 - Bachelor of International Finance - - Griffith University ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - SMSF Association SMSF Specialist Advisor - - SPAA ~ 2013 - Grad Cert Applied Finance - - KAPLAN |
| John Desmond Andrews | 1996 | 2000 - Bachelor of Commerce - - University of Southern Queensland ~ 2001 - Diploma of Financial Planning - - Deakin University |
| Shane Matthew Bensted | 2014 | 2000 - Bachelor of Business (Marketing) - - Queensland University of Technology (QUT) ~ 2014 - Dipolma of Financial Planning - - Intellitrain ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Timothy Velasco | 2015 | 2015 - Bachelor of Financial Advising (Finance Law) - - UWS ~ 2015 - Diploma of Financial Planning - - Pinnacle ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Uni Western Sydney |