This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Raymond Squire | 1984 | 2001 - Risk Management - - Integratec ~ 2002 - Managed Investments - - Integratec ~ 2002 - Superannuation and Retirement Planning - - Integratec ~ 2007 - Self Managed Super Fund Course - - Kaplan ~ 2013 - Margin Lending - - Kaplan |
| Attila Kelemen | 2000 | 2000 - Diploma of Financial Services - - AMP Learning & Development Sevices ~ 2004 - Self Managed Superannuation Funds Adviser Course - - Tribeca Learning (Aust) Pty Ltd ~ 2009 - Bachelor of Business - - Victoria University of Technology |
| Benjamin James Mcneil | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Brandon Leung | 2015 | 2013 - SMSF - - International Institute of Technology ~ 2014 - Diploma of Financial Planning - - International Institute of Technology ~ 2018 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2019 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Charles Sturt University ~ 2020 - Master of Applied Finance(Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Byron Littlewood | 1982 | 2010 - FNS60404 Advanced Diploma of Financial Services(Financial Planning) - - International Institute of Technology |
| Christophorus Andrew Wanandy | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Graduate Certificate in Financial Planning - - FINSIA ~ 2010 - Graduate Diploma in Applied Finance - - Kaplan Professional ~ 2011 - Life Risk Specialist (LRS) - - Financial Planning Association/Deakin University ~ 2012 - Accredited Estate Planning Strategist (AEPS) - - Financial Planning Association/University Technology |
| Craig Young | 1999 | 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2000 - Diploma of Financial Planning - - Deakin University |
| Emily Kate Barclay | 2018 | 2017 - Bachelor of Business - - University of Newcastle ~ 2017 - Bachelor of Commerce - - University of Newcastle ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Graham Chatterton | 1997 | 1997 - Bachelor of Commerce - - Deakin University ~ 2000 - Diploma of Financial Planning - - Deakin University |
| Joo Young Jennifer YU | 2020 | 2004 - Bachelor of Business - Graduate Diploma (AQF 8) - University of Technology, Sydney ~ 2009 - CPA - Other - CPA Australia ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Neil James Brown | 2016 | 2003 - Bachelor of Economics - - Australian National University ~ 2016 - Diploma of Financial Planning - - AAMC Training Group |
| Patrick Michael Julian Mclaughlin | 2004 | 2003 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services |
| Paul Sidney Crane | 2010 | 2009 - Diploma of Financial Services - - AAMC Training Group |
| Peter Esau SA | 2013 | 2007 - Masters of Accounting - - Bond University ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2014 - Principles in Self Managed Superannuation Funds - - International Institute of Technology |
| Ryan Jack Elliott | 2017 | 2017 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Scott Alexander Long | 2011 | 2005 - Bachelor of Business (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2010 - Margin Lending Accreditation Program - Diploma (AQF 5) - Deakin Prime ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - Diploma (AQF 5) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Trevor John Boyle | 1998 | 2005 - Diploma of Financial Services - - Kaplan Professional Education ~ 2007 - Advanced Diploma of Financial Services - - Kaplan Professional Education |
| Zoe Elise Cushion | 2022 | 2020 - Bachelor of Business (Accounting) (Financial Planning) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2021 - FASEA - Other - Australian Securities & Investment |