This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alyssa Jayne Turner | 2023 | Bachelor of Business (Management and Financial Planning) - Central Queensland University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Taxation for Financial Planning - Kaplan |
| Anthony Raymond Squire | 1984 | Managed Investments - Integratec ~ Margin Lending - Kaplan ~ Risk Management - Integratec ~ Self Managed Super Fund Course - Kaplan ~ Superannuation and Retirement Planning - Integratec |
| Attila Kelemen | 2000 | Bachelor of Business - Victoria University of Technology ~ Diploma of Financial Services - AMP Learning & Development Sevices ~ Self Managed Superannuation Funds Adviser Course - Tribeca Learning (Aust) Pty Ltd |
| Benjamin James Mcneil | 2024 | Graduate Diploma of Financial Planning - Kaplan |
| Brandon Leung | 2015 | Diploma of Financial Planning - International Institute of Technology ~ FNS60415 Advanced Diploma of Financial Planning - International Institute of Technology ~ Graduate Certificate in Finance - Charles Sturt University ~ Master of Applied Finance(Financial Planning) - Charles Sturt University ~ SMSF - International Institute of Technology |
| Byron Littlewood | 1982 | FNS60404 Advanced Diploma of Financial Services(Financial Planning) - International Institute of Technology |
| Christophorus Andrew Wanandy | 2009 | Accredited Estate Planning Strategist (AEPS) - Financial Planning Association/University Technology ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Diploma in Applied Finance - Kaplan Professional ~ Life Risk Specialist (LRS) - Financial Planning Association/Deakin University |
| Craig Young | 1999 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University |
| Emily Kate Barclay | 2018 | Bachelor of Business - University of Newcastle ~ Bachelor of Commerce - University of Newcastle ~ Masters of Financial Planning - Kaplan Professional |
| Graham Chatterton | 1997 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Joo Young Jennifer YU | 2020 | Bachelor of Business - University of Technology, Sydney ~ CPA - CPA Australia ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Business Administration - Deakin University Australia |
| Neil James Brown | 2016 | Bachelor of Economics - Australian National University ~ Diploma of Financial Planning - AAMC Training Group |
| Patrick Michael Julian Mclaughlin | 2004 | Diploma of Financial Services (Financial Planning) - AMP Financial Services |
| Paul Sidney Crane | 2010 | Diploma of Financial Services - AAMC Training Group |
| Peter Esau SA | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Masters of Accounting - Bond University ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Ryan Jack Elliott | 2017 | Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Scott Alexander Long | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting & Finance) - University of Technology Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Trevor John Boyle | 1998 | Advanced Diploma of Financial Services - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan Professional Education |