Concord Licensee Services Pty ltd

AFS License Number
516107
Name
Concord Licensee Services Pty ltd
ABN/ACN/ARBN
42633196853
Licensee issued
Aug. 1, 2019
Address
Rose Park, 5067, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anthony John Hill 1993 Aged Care Steps - Aged Care Steps Pty Ltd ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Brad Michael Salisbury 2014 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Certificate in Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education
 Christine Emma Need 2003 Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Super Fund Specialist Adviser - SMSF Professionals' Association of Australia
 Derek Russell Schutz 2001 Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University ~ Master of Financial Planning - Kaplan Professional
 Michael John Forjan 1999 Aged Care Steps - Aged Care Steps Pty Ltd ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Philip Cresp 2009 Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ MAI728 Financial Behaviour and Decision Making (INTENSIVE) - Deakin University ~ MAI769 Ethics for Financial Services - Deakin University ~ MLC714 Financial Advice Regulation - Deakin University
 Robert Alexander 2007 Certificate Introductory Accounting - Noarlunga College of Technical and Further Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investment - Kaplan Professional Education ~ Postgraduate Diploma in Personal Financial Planning - University of Waikato