This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam David Konsak | 2017 | 2007 - Bachelor of Commerce (Accounting) - - University of Ballarat ~ 2010 - CPA - - CPA Australia ~ 2017 - RG146 - - Kaplan Professional |
| Erica Jayne Harper | 2004 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional |
| Michelle Lee Mckenzie | 2004 | 2015 - Diploma of Fiancial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional |
| Peter John Whelan | 2006 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional |