This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Emma Jane Oliver | 2007 | 2007 - Dipolma of Financial Services (FP) - - Kaplan ~ 2009 - Advanced Diploma Financial Services (FP) - - Kaplan ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Fellow Chartered Financial Practitioner - - AFA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jayden Robert Elliss | 2025 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UWA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Katherine Boland | 2004 | 2004 - Dipolma of Financial Services (FP) - - Integratec ~ 2006 - Advanced Diploma of Financial Services (FP) - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kplan ~ 2016 - Fellow Chartered Financial Practitioner - - AFA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |