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Commonwealth Private Limited

AFS License Number
314018
Name
Commonwealth Private Limited
ABN/ACN/ARBN
30125238039
Licensee issued
July 11, 2007
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services to wholesale clients:
operate custodial or depository services other than investor directed portfolio services.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aivy Ngo2010Bachelor of Business (Economics & Finance) - RMIT ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Andrew Dobbin2010ASX Accredited Derivatives Adviser Level Two - Kaplan ~ Bachelor of Accounting - University of Technology ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin
 Annette Starr2002Diploma of Financial Services - Pinnacle Financial Services
 Anthony Michael Moustacas2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Economics (Economics and Finance) - University of Sydney ~ Graduate Diploma of Applied Finance - Kaplan Professional
 Ben Cooper2011Bachelor of Commerce - University of Natal ~ Diploma od Financial Services (Financial Planning) - Kaplan
 Benjamin Ross Lieberman2016Bachelor of Economics - La Trobe University ~ Diploma of Financial Planning - Mentor Education
 Edis Koch2012Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce (Finance) - Macquarie University ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Hongyi (henry) HE2017Bachelor of Commerce (Professional Accounting) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional
 Ivan Oulianoff2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Flinders University ~ Bachelor of Laws and Legal Practice - Flinders University
 Jerome Garrett Carlin2016Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services - AFMA ~ Grad Diploma Applied Finance - Securities Institute of Australia
 Jessica Pramana1999Bachelor of Commerce - University of Sydney ~ Bachelor of Law - University of Technology, Sydney ~ Diploma of Financial Planning - Financial Planning Association ~ Master of Law - University of Sydney
 Joel Robinson2004Accredited Derivatives Adviser (Level 1) - Kaplan ~ Bachelor of Commerce (Banking and Finance) - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute
 Joel Siegersma2010Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia/DeakinPrime ~ SIDA Accreditation Program - Stockbrokers Association of Australia/DeakinPrime
 Josephine Smith2015Bachelor of Commerce (Business Law) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Kate O'callaghan2001Diploma of Financial Planning - Financial Planning Association of Australia, Deakin University ~ Master of Financial Planning - University of Sunshine Coast
 Lauren Sharry2011Bachelor of Education - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Lyssa Arias Suarez2018Bachelor of Business (Major in Finance and Sub-Major in Economics) - UTS ~ Diploma of Financial Services (Financial Planning) - UNSW ~ Graduate Certificate in Financial Planning - UNSW
 Mathew Fabian2011Accredited Derivatives Adviser - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Michelle Kelly2001Accredited Derivatives Adviser (Level I) - Kaplan ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Self Managed Super Funds - Tribeca
 Neil Francois Dedrie2000Bachelor of Commerce (Banking, Finance and Risk Management) - Griffith University ~ Diploma of Financial Planning - FPA ~ Masters Of Professional Accounting - Griffith University ~ Self Managed Superannuation Funds - Kaplan
 Robert Larden2015Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Economics and Finance) - Griffith University ~ Securities & Managed Investments - Deakin Prime
 Rosemarie Gurrisi2004Bachelor of Business (Economics and Finance) - RMIT
 Tony Russel Joshua John2016Bachelor of Science - Bharathidasan University - India ~ Diploma of Financial Planning - Kaplan ~ Post Graduate Diploma in Management (Marketing) - Institute for Technology and Management - India ~ Securities and Managed Investments - Kaplan
 William Panagis2013Accredited Derivatives Adviser (Level I & II) - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Economics (Banking and Finance) - University of Western Sydney ~ Graduate Diploma of Applied Finance - Kaplan
 Yilian Zhao2012Advanced Diploma of Financial Services - Kaplan Professional ~ Bachelor of Financial Management - NanKai University ~ Master of Commerce Major in Finance - University of Sydney ~ Master of Professional Accounting - University of Sydney
 Yvonne Duong2018Bachelor of Business (Finance and Economics) - UTS