This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Iain Stanley | 2015 | 2015 - Diploma Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kevin Delaney | 2008 | 2008 - Self Managed Superannuation Funds - - Kaplan Education Pty Limited ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Training Australia Pty Ltd ~ 2014 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online Pty Ltd |
| Mark Murray | 1988 | 2003 - Cert IV in Financial Planning - - Integratec (Aust) Pty Limited ~ 2003 - Policy Statement 146 Knowledge Assessment - - Integratec (Aust) Pty Limited |
| Neil Gearside | 2000 | 1988 - Bachelor of Economics - - Macquarie University ~ 2003 - Diploma of Financial Planning - - FPA ~ 2008 - Certified Financial Practioner - - FPA |