This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
managed investment schemes limited to MDA services to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Clunies-ross | 2026 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - CFA - Other - CFA Institute ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Bohdan Green Burima | 2009 | 2008 - Bachelor of Arts (Economics) - - University of Calgary ~ 2009 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Mentor Education ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2016 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Philip Anthony Saal | 1999 | 1996 - Bachelor of Commerce - - University of Southern Queensland ~ 1999 - Certified Practising Accountant - Professional Designations - CPA ~ 2003 - Financial Planning Specialist - - CPA ~ 2010 - Tax Agent - - Tax Practioners Board |
| Ryan Matthew Myler | 2007 | 1999 - Bachelor of Exercise Science - - Griffith University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services - - Kaplan ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| Thomas Eric Glasheen | 2025 | 2020 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Queensland ~ 2020 - Bachelor of Mathematics - Bachelor Degree (AQF 7) - The University of Queensland ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |