This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Akhil Cherian Francis | 2018 | Bachelor of Commerce - Loyola College, India ~ Diploma of Financial Planning - Mentor Education ~ Master of Applied Finance - University of Wollongong ~ Master of Commerce - University of Wollongong |
| Michael Frank Mcalary | 2013 | Bachelor of Commerce - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Diploma of Financial Services (Mortgage Broking) - National Finance Institution |
| Michael Pisani | 2016 | Financial Planning Essentials - Pinnacle Financial Services Academy ~ SMSF Accounting Package - Kaplan Professional |
| Nqobile Moyo | 2011 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - ThreeSixty ~ Margin Lending & Geared Investments - Kaplan ~ Master of Business Leadership - Curtin University |
| Tafadzwa Owen Mhlanga | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor Of Science - University of Zimbabwe ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education ~ Masters in International Health - Curtin University |