This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anuj Shangle | 2004 | 2000 - Master of Business Administration - Masters Degree (AQF 9) - Edith Cowan University |
| Benjamin Paul Cranage | 2000 | 2005 - Diploma - Financial Planning - - Latrobe University ~ 2007 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Dewmi Pathirana | 0 | 2018 - Bachelor Commerce Majoring in Commercial Law and Financial Planning - Bachelor Degree (AQF 7) - Deakin University |
| Fraser Martin Steggall | 0 | 2023 - BACHELOR OF COMMERCE - Bachelor Degree (AQF 7) - Deakin university |
| Glenn Bernard Considine | 1995 | 1998 - Bachelor Degree - Commerce - - Deakin University Geelong ~ 2000 - Advanced Diploma - Financial Planning - - Deakin |
| Jeremy Beaumont | 2017 | 2017 - Diploma of Financial Planning - - Mentor |
| Joel Thomas Seach | 2008 | 2008 - Advanced Diploma of Business (Marketing) - - Swinburne University of Technology ~ 2008 - Bachelor of Business - - Swinburne University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2019 - Self-Managed Superannuation Funds - - Monarch Institute |
| Laura Jayne Cranage | 2012 | 2007 - Diploma - Financial Planning - - Kaplan ~ 2008 - Advanced Diploma - Financial Planning - - Kaplan |
| Murray Taylor Boyd | 0 | 2007 - Bachelor Of Commerce (Financial and Financial Planning) - Bachelor Degree (AQF 7) - Deakin ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Petru Bradea | 2017 | 2016 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2016 - Diploma of Financial Planning - - Monarch Institute |
| Samuel Patrick Cranage | 2003 | 2007 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Timothy Carrigg | 1998 | 1995 - Diploma - Business - - Swinburne Institute of Technology ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - Diploma - Financial Planning - - Deakin University ~ 2011 - Other - SMSF Adviser (Specialist) - - SMSF Association |