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Casl Governance ltd

AFS License Number
525889
Name
Casl Governance ltd
ABN/ACN/ARBN
97643977833
Licensee issued
Nov. 23, 2020
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to retail clients for the following classes of financial products:
interests in managed investment schemes limited to:
litigation funding scheme; and
provide financial product advice to wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products; and
interests in managed investment schemes excluding investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes limited to:
litigation funding scheme; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products; and
interests in managed investment schemes excluding investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
litigation funding scheme; and
provide the following custodial or depository services to wholesale clients:
operate custodial or depository services other than investor directed portfolio services.

Location

Advisers

NameFirst provided adviceQualification and trainings