Carwardine Financial Services Pty ltd

AFS License Number
323462
Name
Carwardine Financial Services Pty ltd
ABN/ACN/ARBN
23126007065
Licensee issued
May 15, 2008
Address
Enoggera, 4051, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Nathan Watson 2006 2006 - Bach Commerce (Financial Planning and Investments) - - Griffith University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Dip Financial Services (Finance/mortgage broking management - - AAMC Training Group ~ 2013 - Certified Financial Planner - - Financial Planning Assoc ~ 2020 - Financial Adviser Exam - Other - FASEA