This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonella Grida | 1999 | 2002 - Certified Financial Planner - Certificate (AQF 1-4) - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - - FPA ~ 2006 - SMSF Adviser Education Program - - Financial Essentials ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Dix | 2011 | 2004 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Diploma of Financial Planning - - International Institute of Technology ~ 2012 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planner Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jing Fei LI | 2024 | 2019 - Commerce - Bachelor Degree (AQF 7) - Adelaide University ~ 2019 - Innovation and Entrepreneurship - Bachelor Degree (AQF 7) - Adelaide University ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Steven George Genoff | 2009 | 2005 - Bachelor of Commerce (Corporate Finance) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2011 - Margin Lending Accreditation - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |