This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brooke Ashleigh Cooper | 2024 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| Geoffrey Moloney | 0 | 1994 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1999 - Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2024 - Professionalism & Ethics in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mario Andrado | 1989 | 1989 - Bachelor of Business,Accounting & Company Secretary Law - - Queensland University of Technology |
| Mircea Vlad Robu | 2013 | 2010 - Securities Accreditation - - Deakin Prime ~ 2011 - Accredited Derivatives Adviser Level 2 - - KAPLAN Professional ~ 2011 - Accredited Derivatives Adviser level 1 - - KAPLAN Professional |
| Phillip Mcneill | 2008 | 2000 - Bachelor of Business ( Banking & Finance) - - Queensland University of Technology ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2004 - ASX Approved Derivatives Adviser Level 1 & 2 - - KAPLAN Professional ~ 2007 - graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 2010 - Margin Lending Accreditation - - Deakin Prime |