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Carnbrea & Co. Ltd.

AFS License Number
233763
Name
Carnbrea & Co. Ltd.
ABN/ACN/ARBN
33004739655
Licensee issued
Oct. 1, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide general financial product advice to wholesale clients only for the following classes of financial products:
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
foreign exchange contracts.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Ben Meikle2005ADA Level 2 - Kaplan ~ Bachelor of Commerce - Canterbury University ~ Diploma of Financial Planning - Monarch Institute ~ RG 146 - Margin lending - Kaplan ~ RG 146 - Securities - SDIA
 Colin Campbell2006Accredited Derivatives Adviser, Level 2 - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - RMIT ~ Securities Institute Diploma Course - Securities Institute of Australia
 Cristian Tudor2016Diploma of Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan Professional
 Paul Anthony Stone1999Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma of Financial Advising - Securities Institute of Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Financial Plan Construction & Review (DFP 8) - Financial Planning Association of Australia Limited ~ Margin Lending & Geared Investments - Kaplan Professional
 Rivee Dylan Tai Tao2016Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ FPC002B - Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Tier 1 Adviser Compliance - Superannuation, Managed Investments, Life Insurance, Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Roger Wilson2003Bachelor of Business (Accounting) - RMIT University ~ Certified Practising Accountant (CPA) - CPA Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - RMIT University