This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Crosthwaite | 2010 | 2008 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of South Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Juris Doctor (Law) - Doctoral Degree (AQF 10) - University of New England |
| Abinash Dhungel | 2002 | 2010 - Master of Business Administration - Masters Degree (AQF 9) - Macquarie University ~ 2014 - Master of Commerce (Public Accountancy) - Masters Degree (AQF 9) - University of New England ~ 2016 - Graduate Diploma of Applied Tax Law - Graduate Diploma (AQF 8) - The Tax Institute ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Akriti Gupta | 2014 | 2011 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Profesionalism and Ethics in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alex Peter Kiss | 1999 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Alexander John Screen | 2007 | 1989 - Bachelor of Applied Science Biochemistry/Chemistry - Bachelor Degree (AQF 7) - Swinburne Institute of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2015 - Accredited Listed Product Adviser Program (ALPA) - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| Alexander Ross Eades | 2001 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2016 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers |
| Alicia Frances Wood | 2008 | 2008 - Diploma of Financial Services - Diploma (AQF 5) - Mentor ~ 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Mentor ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alison ST Claire Crawford | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2012 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Allison Lorna Hyland | 2011 | 2008 - Bachelor of Business (Finance & Economics) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Professionalism and Ethics in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Amy Maree Bumpstead | 2022 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Andrea Dawson | 2012 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Clark | 2004 | 2004 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Andrew Galloway | 2008 | 2003 - Bachelor of Arts - - Deakin University ~ 2003 - Bachelor of Commerce - - Deakin University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Andrew Harding | 2008 | 2004 - Bachelor of Economics with Honours - Bachelor Honours Degree (AQF 8) - University of Tasmania ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (FINSIA) ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew John Vacopoulos | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Andrew Kays | 2017 | 2015 - Certificate IV Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Michael Ames | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Michael Greve | 2006 | 2000 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Robert Glover | 1994 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2005 - Self Managed Superannuation Funds accreditation - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2019 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional |
| Andrew Weaver | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2013 - Master of Applied Finance (Financial Planning) - - Kaplan Professional |
| Anne Clare | 1995 | 1994 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Anthea Jayne Wainman | 2018 | 1993 - Certificate in Business Studies - - Balga TAFE ~ 1995 - Associate Diploma of Business Accounting - - Balga TAFE ~ 2018 - SMSF Personal Advice - - Pinnacle |
| Anthony Broad | 2009 | 2003 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Certified Financial Planner - Professional Designations - FAAA |
| Anthony Cyril Powell | 2016 | 1985 - Bachelor of Business (Accountancy) - - RMIT ~ 1992 - Chartered Tax Adviser (CTA) - - The Tax Institute ~ 2016 - Generic Knowledge & Financial Planning - - Kaplan Professional ~ 2016 - Superannuation and SMSFs - - Kaplan Professional |
| Anthony David Denaro | 2011 | 2013 - Cavendish & ICFS Specialist SMSF - Other - University of Adelaide ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2018 - Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Anthony Patrick Buckley | 2000 | 1993 - Bachelor of Business (Major in Accounting & Minor in Business Law) - - Swinburne University ~ 2001 - Certified Practising Accountant - - CPA Australia (CPA) ~ 2003 - Financial Planning Specialist - - CPA Australia (CPA) ~ 2011 - Margin Lending and Geared Investments Certificate - - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds (SMSF) Specialist Training - - Capstone/Super IQ |
| Anthony Shane O'hara | 2007 | 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Arthur Roe | 1998 | 1978 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 1986 - Diploma in Taxation Law - Diploma (AQF 5) - Monash University ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - ASX Listed Products Accreditation Course (LPAC) - Certificate (AQF 1-4) - LPAC Online |
| Asad Ahmad | 2015 | 2006 - Master of Arts in Marketing with Management - Masters Degree (AQF 9) - Middlesex University London ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2014 - Margin Lending Accreditation Program - Other - Deakin Prime Corporate Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2015 - Self Managed Superannuation Funds - Other - Mentor Education |
| Ashley Collins | 2009 | 2006 - Bachelor of Business (Accounting & Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Barbara Sideras | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Coxen | 2015 | 2008 - Graduate Diploma of Financial Planning - - FINSIA ~ 2009 - Bachelor of Commerce (Finance) - - University Of Southern Queensland ~ 2009 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2015 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online ~ 2015 - Cavendish & ICFS Specialist SMSF Course - - University Of Adelaide |
| Benjamin Patrick Drew | 2000 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2013 - Certificate IV Financial Services (Finance and Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Blair Matthew Classon | 2010 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Financial Planning ~ 2021 - Ethics and Professionalism - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Foundations Course - Other - Smarter SMSF |
| Brendan Norman Jeffrey Thompson | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Institute of Australasia (FINSIA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Brendan O'reilly | 2003 | 1996 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Bronwyn Holzheimer | 2005 | 1994 - Bachelor of Business (Professional Accounting) - Bachelor Degree (AQF 7) - The University of Southern Queensland ~ 1999 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia (CPA) ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2004 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca Learning (Aust) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bruce Frederick Hale | 1991 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - ASX Accredited Listed Product Adviser - Other - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan |
| Carl Stuart Wade | 2004 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education ~ 2017 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional |
| Cassandra Sorby-adams | 2015 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cassandra Troy | 2006 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Chelsea Robinson | 2011 | 2010 - Diploma Of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Graduate Certificate in Commerce (Financial Planning) - Graduate Certificate (AQF 8) - University Of Western Sydney ~ 2016 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps (ACS) ~ 2016 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Western Sydney University |
| Chetankumar Patel | 2005 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Maharaja Sayajirao University of Baroda ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Other ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chris Kouteris | 2006 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional |
| Christian Gil Beltrame | 2010 | 1998 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Accredited Listed Products Adviser Program - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Professionalism and Ethics in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher George Kalpenos | 2001 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 1998 - Certified Practicing Accountant Program - Professional Designations - Australian Society of Certified Practicing Acountants ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher John Harcourt Turner | 2007 | 1993 - Bachelor of Commerce - - The University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - - Securities Institute/ FINSIA ~ 2019 - Accredited Listed Product Adviser Program (ALPA Program) - Diploma (AQF 5) - Kaplan Professional |
| Craig Cavanagh | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Margin Lending accreditation - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| Craig Thomas Hawkins | 1995 | 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Damian Grech | 2006 | 2002 - Bachelor of Business (Accounting) - - University of Western Sydney ~ 2009 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2013 - RG146 Financial Planning Accreditation - - CPA Australia ~ 2015 - RG146 Accreditations - - Pinnacle Financial Services Academy |
| Damien Edward Butler | 2016 | 1997 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Monash University ~ 1999 - Chartered Accountants Program - Professional Designations - Institute of Chartered Accountants ~ 2013 - CA SMSF Specialist - Professional Designations - Insitute of Chartered Accountants ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Daniel Marshall Nolan | 2003 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - Self Managed Superannuation Fund - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Daniel Yung Soon Leow | 2004 | 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institue of Technology |
| Dara Long | 1997 | 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2000 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - NSW Vocational Education and Training Accreditation Board (Commonwealth Bank) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darren Shaw | 1997 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank ~ 2004 - Diploma of Financial Services - Diploma (AQF 5) - Commonwealth Bank ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Alexander Dooley | 2003 | 1996 - Bachelor of Arts (Double Major in Criminology) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| David Hayes | 2007 | 1991 - Bachelor of Economics - - Monash University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional |
| David James Hardman | 1997 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - SMSF Knowledge - Other - Monarch Institute |
| David Jonathan Fleming | 1998 | 1989 - Bachelor of Business (Accounting) - - Edith Cowan University ~ 2000 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Self Manages Superannuation Funds - Other - Tribeca |
| David Matthew Cochrane | 2016 | 2008 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2013 - SMSF Specialisation Course - - University of New South Wales ~ 2014 - CA SMSF Specialist - - Chartered Accountants Australia and New Zealand (CA) ~ 2015 - Diploma of Financial Planning - - Kaplan Professional |
| David Pero | 2003 | 2003 - Bachelor of Business (Financial Planning & Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2005 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association ~ 2020 - Ethics & Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Dene Jason Kilpatrick | 2016 | 2002 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2003 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2015 - Self-Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan Professional |
| Douglas Robert Struthers | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Dylan Martin | 2012 | 2010 - Bachelor of Commerce (Major Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - SMSF Accreditaion Course - Certificate (AQF 1-4) - Count Financial Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Dylon Mackriel | 2016 | 2012 - Bachelor of Accounting Science - - University of South Africa ~ 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2020 - FASEA - Ethics - Other - Financial Adviser Standards & Ethics Authority ~ 2022 - Superannuation - SMSF - Other - Superconcepts |
| Edward Brown | 2005 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2009 - ASX Responsible Executive Exam - Certificate (AQF 1-4) - ASX Kaplan Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2015 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Elena Skazas | 2016 | 2010 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Eleni Michael | 2009 | 1996 - Bachelor of Business (Management) - - Queensland University of Technology ~ 2003 - Graduate Diploma of Financial Planning - - Graduate Diploma of Financial Planning ~ 2004 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2006 - CFP - - Financial Planning Association of Australia ~ 2010 - SMSF Adviser Education Program - - Learning Seat News Limited (FPA) ~ 2010 - SMSF Specialist - - Australian Financial Review ~ 2011 - Life Risk Specialist - - Financial Planning Association of Australia |
| Emanouel Hatzimanolis | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Gavin Cameron Knight | 2003 | 2002 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited ~ 2006 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca Learning (Aust) ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Geoffrey Hickman | 1994 | 1981 - Bachelor of Arts - Bachelor Degree (AQF 7) - Macquarie University ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 1997 - Diploma of Financial Planning (DFP1-8) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Margin Lending (Personal Advice) - Other - Mentor Education |
| Geoffrey Sharpe | 1999 | 1997 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2004 - Diploma of Financial Planning - - Financial Planning Association ~ 2007 - Certified Financial Planner Program - CFP - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Gilles Van Leeuwen | 2018 | 2017 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Hanze University of Applied Sciences ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Gino Roussety | 2018 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2003 - CPA Program - Personal Financial Planning and Superannuation - Other - CPA Australia ~ 2013 - SMSF Specialisation Course - Other - UNSW Australia ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser - Other - Kaplan |
| Glenn Clayton Baker | 2005 | 2004 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2004 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca Learning (Aust) ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Glynis Shea | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - - Integratec (Aust) ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Integratec (Aust) ~ 2011 - Margin Lending and Geared Iinvestments - - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps (ACS) |
| Godwin IP | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Grant Damien Brook | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Self Managed Super Funds - Other - Kaplan Professional ~ 2013 - Margin Lending - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gregory Dean Witt | 1998 | 1997 - Diploma of Superannuation Management - Diploma (AQF 5) - The Association of Superannuation Funds of Australia ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Margin Lending accreditation - Certificate (AQF 1-4) - Advice Education |
| Helen Stevenson | 2001 | 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Margin Lending Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2021 - Self-Managed Superannuation Funds Knowledge - Certificate (AQF 1-4) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ilya Vladimirovich Egorov | 2012 | 1998 - Bachelor of Economics and Transport Management - Bachelor Degree (AQF 7) - Moscow State Automobile and Road Technical University ~ 2008 - Master of Accounting & Financial Management - Masters Degree (AQF 9) - La Trobe University ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - Certified Financial Planner - Professional Designations - 2014 ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack C Wyer | 0 | 2018 - Diploma of Tertiary Studies - Diploma (AQF 5) - University of South Australia ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| James Carman | 2002 | 2005 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
| James Matthew Phelan | 0 | 2023 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia ~ 2024 - Margin Lending Specialist - Other - Kaplan |
| Jamie Andersen | 2002 | 2002 - Bachelor of Business (Finance & Accounting) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - The Commonwealth Bank of Australia ~ 2011 - ASX Accredited Listed Products Adviser (ALPA) Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - SMSF Knowledge - Certificate (AQF 1-4) - Monarch Institute |
| Jason David Matthews | 2007 | 2003 - Certificate IV in Business Management - Certificate (AQF 1-4) - New South Wales TAFE Commission Australia ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca (Kaplan Professional) ~ 2017 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Southern Cross University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Jason Dudenas | 1995 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2008 - Masters of Financial Planning - - University of the Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Jason Flavel | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2011 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Financial |
| Jean Mary Watt | 1985 | 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1995 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Jeanette Anne Schram | 1999 | 2005 - Diploma of Financial Advising - - Securities Institute ~ 2006 - Advanced Diploma of Financial Services - - Financial Planning Association of Australia (FPA) ~ 2008 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |
| Jeffrey Yacoub | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2007 - Bachelor of Management - Bachelor Degree (AQF 7) - University of Canberra ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jemma Brown | 2018 | 2012 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Queensland ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jeremy Hugh Sholto Douglas | 2015 | 2003 - Bachelor of Commerce (Accounting and Business Law) - Bachelor Degree (AQF 7) - Bond University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Insitute ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joel Bones | 2007 | 2005 - Bachelor of Business (Accounting/HRM) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joel Thomas Seach | 2008 | 2008 - Advanced Diploma of Business (Marketing) - - Swinburne University of Technology ~ 2008 - Bachelor of Business - - Swinburne University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2019 - Self-Managed Superannuation Funds - - Monarch Institute |
| Johannes Gerrie Vermeulen | 2015 | 2009 - Bachelor of Commerce (Hons) Communication Management - Bachelor Honours Degree (AQF 8) - University of Pretoria ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Bruce Nash | 2008 | 1984 - Bachelor of Agricultural Economics - - University of New England ~ 2007 - Diploma in Financial Services Life Insurance - - Australian and New Zealand Institute of Insurance and Finance (ANZIIF) ~ 2012 - Diploma of Financial Planning - - Traineeship Management Australia |
| John Durack Nisbett | 1991 | 1998 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - The Commonwealth Bank of Australia |
| John Kuo | 2003 | 1997 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Group ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Murray Mclellan | 1991 | 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 1998 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| John Patrick Athy | 1992 | 2002 - Introductory Training Course RG146 Accredited - Diploma (AQF 5) - Count Wealth Accountants ~ 2010 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program (ALPA) - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| Johnnie Kosmidis | 2004 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia Education ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jolyon Peters | 2023 | 2018 - Bachelor of Commerce with Distinction - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Bachelor of Laws (Honours) - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Andrew Hosford | 2012 | 2012 - Bachelor of Business and Bachelor of Science - Bachelor Degree (AQF 7) - University of Tasmania ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SuperConcepts & ICFS Specialist SMSF online course - Other - The University of Adelaide |
| Jonathan Richard Mulconry | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Taxation Planning - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Master of Applied Finance - - Kaplan Professional ~ 2016 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) |
| Jonathan Sims | 2017 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2014 - Provide Advice in Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy ~ 2014 - Provide Advice in Self-Managed Superannuation Funds - Certificate (AQF 1-4) - Pinnacle Financial Services Academy ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Joscelin Paige Pishos | 2018 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2006 - Diploma of Financial Services (Superannuation) - Diploma (AQF 5) - ASFA Professional Development ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Joseph Miasi | 2008 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2007 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Joshua David Fleming | 2017 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Bachelor of Science (major in Finance) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2020 - Accredited Listed Product Advice Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Judith Schofield | 2003 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Julian Gillmore | 2013 | 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Newcastle Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - SMSF Knowledge - Other - Monarch |
| Julian Philip Payne | 2007 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning (Aust) ~ 2007 - Self Managed Superannuation Funds - - Tribeca Learning (Aust) ~ 2008 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2010 - ASX Accredited Listed Product Adviser (ALPA) Program - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Justin Scott Wall | 1998 | 2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - Commonwealth Bank |
| Kamer Simsek | 2008 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - ASX Accredited Listed Products Adviser (ALPA Program) - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Kathleen Ann Lewis | 2010 | 2010 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Margin Lending - Certificate (AQF 1-4) - MLC ThreeSixty ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2018 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia |
| Katrina Anne Johnson | 2018 | 2007 - Bachelor of Commerce (Accounting, Management) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2011 - Chartered Accountants Program - Professional Designations - Institute of Chartered Accountants in Australia ~ 2016 - Self Managed Superannuation Funds - Other - Pinnacle Financial Services Academy ~ 2019 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kay Maree Simpson | 2001 | 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2011 - Graduate Certificate in Applied Finance - - Charles Sturt University (CSU) ~ 2012 - Master of Applied Finance - - Charles Sturt University (CSU) ~ 2014 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional ~ 2014 - Self-Managed Superannuation Funds accreditation - - Kaplan Professional |
| Kellie Jean Killgallon | 2010 | 2003 - Bachelor of Business (Banking & Finance) - - University of South Australia ~ 2004 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia |
| Kellie Rayner | 1999 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank |
| Kerry Sourasis | 2000 | 1978 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1978 - Diploma in Education - Diploma (AQF 5) - La Trobe University ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Advanced Self Managed Superannuation Funds Workshop - Certificate (AQF 1-4) - Kaplan Professional |
| Kirsty Elizabeth Rispin | 2018 | 2017 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Specialist Self Managed Superannuation Funds - - International Institute of Technology |
| Kon Tsementzis-floudas | 2016 | 1991 - Bachelor of Accounting - - University of Tasmania ~ 2015 - Financial Planning Accreditation - - University of New England ~ 2015 - Superannuation and Retirement Accreditation - - University of New England |
| Kristianne Renee Badgery | 2017 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kural Akcamci | 2018 | 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Master of Financial Analysis (Financial Planning) - Masters Degree (AQF 9) - La Trobe University ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics and Proifessionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan |
| Lara Shearman | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Graduate Certificate in Applied Finance - - Kaplan Professional ~ 2014 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lauren Carole Topp | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Leanne Caroline Bielik | 2011 | 2011 - Diploma of Financial Services 1- 8 (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Lei Cui | 2016 | 2003 - Bachelor of Business (Accountancy) - - RMIT University ~ 2007 - Master of Commerce - - Deakin University ~ 2016 - Accountants Strategic Advice - - Integrity Education Group ~ 2016 - Diploma of Financial Planning - - Integrity Education Group |
| Lennon James Matthews-rowell | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith university |
| Leonie Irene Mckain | 2015 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - FPE016 SMSF (MoFP) - Other - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Lisa Gavranich | 1997 | 1995 - Bachelor of Business (major in Economics) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2012 - Self Managed Super Funds - Other - Mentor Education ~ 2019 - Ethics and Professionlism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lucas Ian Barsby | 2006 | 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional (formerly FINSIA) ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lucas Ralph Smithers | 2008 | 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Graduate Certificate in Applied Finance - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Andrew Marton | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Bachelor of Commerce in Financial Planning and Investments - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Master of Commerce (Applied Finance) - Masters Degree (AQF 9) - Griffith University |
| Luke Anthony Marsden | 2000 | 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2013 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Luke Christian Elder | 2001 | 1993 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Sanders Watson | 2009 | 2010 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Group ~ 2010 - Margin lending and Geared Investments - Other - Kaplan Professional ~ 2019 - Self-Managed Superannuation Fund - Other - Kaplan Professional |
| Lyall Richardson | 2007 | 2004 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - GWM Adviser Services/Three Sixty ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - GWM Adviser Services/Three Sixty ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Malcolm Alexander Smith | 1993 | 2001 - Superannuation and Retirement Planning for Financial Services Professionals - Certificate (AQF 1-4) - IntegraTec ~ 2012 - Advanced Investment Planning - Certificate (AQF 1-4) - RG146 Training Australia ~ 2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Mentor Education ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Manisha Bhudia | 2014 | 2005 - Chartered Insitute of Mangement Accountants - Professional Designations - CIMA UK ~ 2013 - Diploma of Financial Planning (FNS50610) - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Marc Wierzbicki | 2010 | 2010 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Bachelor of Business (Major in Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Marcus Isaac Leggat | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2007 - Graduate Certificate in Financial Planning - - University of the Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2010 - Master in Financial Planning - - University of the Sunshine Coast ~ 2015 - Self-Managed Superannuation Funds - - Kaplan Professional |
| Maria Catena Picciani | 1999 | 2002 - Diploma of Financial Planning - - Kaplan Professional ~ 2012 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2013 - Self Managed Super Funds - - Kaplan Professional ~ 2014 - Advanced Self Managed Super Funds - - Kaplan Professional |
| Marion Jean Kilsby | 1999 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2006 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Plan Connect |
| Maritza Kriel | 2014 | 2006 - Master of Commerce in Economics - Masters Degree (AQF 9) - University of Free State South Africa ~ 2007 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - University of Free State South Africa ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Self-Managed Superannuation Funds accreditation - Certificate (AQF 1-4) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mark Anthony Adlam | 2000 | 1988 - Bachelor of Commerce (Accounting, Finance & Systems) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - Chartered Tax Adviser (CTA) - Professional Designations - The Tax Institute ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Anthony Pel | 1996 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Mark Ashley Pakavakis | 2017 | 2006 - Bachelor of Business (Accounting) - - Monash University ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds accreditation - - Kaplan Professional |
| Mark Cadogan | 1998 | 1987 - Bachelor of Business (major Accounting) - - University of Technology Sydney ~ 1989 - Chartered Accountant Program - - Institute of Chartered Accountants Australia ~ 2010 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Mark Norman Lowe | 1984 | 1979 - Bachelor of Applied Science Mathematics - - Footscray Institute of Technology ~ 2006 - SMSF Specialist Adviser - - SMSFA ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Royal Melbourne Institute of Technology ~ 2011 - Introduction to Aged Care and Intermediate Aged Care Facts and Finance - - Aged Care Adviser network ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Preston Lockhart | 1993 | 1999 - Advanced Diploma of Accounting with Distinction - - Illawarra Institute of Technology ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Mark Stephan Hans Power | 2002 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2014 - Margin Lending - Knowledge and Skills - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Marni Alana Simpson | 2008 | 2006 - Bachelor of Communication - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Bachelor of Tourism - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning Pty Ltd ~ 2018 - SuperConcepts & ICFS Specialist SMSF course - Certificate (AQF 1-4) - The University of Adelaide ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Marvin Lyle Reck | 1998 | 2001 - Diploma of Financial Planning - DFP 1-4 - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank ~ 2003 - Diploma of Financial Services - - Commonwealth Bank ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Matthew Bellenger | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional (formerly FINSIA) ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner Program (FChFP) - Professional Designations - Association of Financial Advisers ~ 2019 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Matthew John Macdonald | 2005 | 2005 - Bachelor of Commerce (Human Resources Management & Marketing - - Deakin University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services to have (Financial Planning) - - Kaplan Professional |
| Matthew Kerrish | 2007 | 2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Super Concepts & ICFS Specialist SMSF Course Online - Other - University of Adelaide |
| Matthew Neil Vagg | 1999 | 1999 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Ballarat ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2016 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association |
| Matthew Peter Young | 2011 | 2011 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - SMSF Knowledge - Certificate (AQF 1-4) - Monarch Institute ~ 2022 - Margin Lending Knowledge - Certificate (AQF 1-4) - Monarch Institute |
| Melissa Jane Healy | 2004 | 1990 - Bachelor of Commerce - - Australian National University ~ 1991 - Chartered Accountants Program - - Chartered Accountants Australia and New Zealand (CA) ~ 2001 - Financial Planning Proper Authority Course - - Securities Institute ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2015 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional |
| Michael Christopher Adams | 1999 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geard Investments - Other - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Eikelis | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Bachelor of Business - - Monash University ~ 2013 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Michael Kamal Tadros | 2012 | 2001 - Graduate Diploma of Business (Finance) - Graduate Diploma (AQF 8) - University of Technology Sydney ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Traineeship Management Australia ~ 2013 - ASX Accredited Listed Product Adviser Program - Other - LPAC ~ 2015 - Self Managed Super Funds - Other - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Keenan Zelencich | 2024 | 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Australian Catholic University ~ 2022 - Introduction to Business Law LEGL101 - Other - Australian Catholic University ~ 2022 - Taxation Law LEGL602 - Other - Australian Catholic University ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Michael Molloy | 1988 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Deakin Financial Services Pty Ltd ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Principles of Self Managed Superannuation Funds - - International Institute of Technology ~ 2019 - Diploma of Financial Planning - - Kaplan Professional |
| Michael Van Loenen | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - Bachelor of Commerce (major in Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - ASX Accredited Listed Products Adviser (ALPA) - Certificate (AQF 1-4) - Kaplan Professional |
| Micheal Anderson | 2008 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - GWM Adviser Service Ltd. trading as Advice Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Morgan Caldwell | 1992 | 1990 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1997 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia/Deakin ~ 2004 - Master of Business Administration - Masters Degree (AQF 9) - Southern Cross University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nadezhda Hughes | 2015 | 2006 - Bachelor of Business and Commerce (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Margin Lending - Certificate (AQF 1-4) - Integrity Education Group ~ 2015 - Self-Managed Super Funds - Certificate (AQF 1-4) - Integrity Education Group |
| Nathan Rogers | 2003 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Federation University Australia ~ 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2006 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Neil Robert Tolsher | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2017 - ASX Listed Products Accreditation (LPAC) - Certificate (AQF 1-4) - LPAC Online |
| Nicholas John Yorston | 2017 | 2014 - Bachelor of Commerce (Economics, Finance, Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Margin Lending - Other - Deakin University ~ 2018 - SMSF - Other - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Nicholas Mark Tunbridge | 1981 | 1982 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Scott Mckenna | 2017 | 2016 - Bachelor of Accounting and Finance - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2017 - RG146 Accredited units - Other - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Margin Lending Specialist - Other - Kaplan |
| Nicholle Louise Shepherd | 2001 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Nickolaos Comninacis | 2008 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Margin Lending - Other - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicole Heales | 2007 | 2004 - Diploma of Financial Advising - Advanced Diploma (AQF 6) - Securities Institute ~ 2009 - Master of Commerce (Financial Planning) with Distinction - Masters Degree (AQF 9) - University of Western Sydney ~ 2013 - Self Managed Superannuation FUnds - Other - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nikki Szprinc | 2023 | 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Nikolaos Tzoutzias | 1998 | 1990 - Bachelor of Business - - University College of Central Queensland ~ 2005 - Self Managed Superannuation Funds - - Tribeca Learning (Aust) ~ 2006 - Advanced Diploma of Financial Services (Financial Planning - - Financial Services Institute of Australia (FINSIA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional |
| Pamela Nichols | 2015 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Margin Lending accreditation - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - SMSF Specialist Advisor Accreditation - Pathway - Certificate (AQF 1-4) - SMSF Association |
| Paul Anthony Wratten | 2016 | 2007 - Diploma of Financial Services - Diploma (AQF 5) - FINSIA ~ 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2019 - Accredited Listed Product Adviser Program (ALPA) - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Paul Bradford | 1998 | 1996 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Paul Bronson | 2005 | 1995 - Master of Business Administration (Accounting Major) - Masters Degree (AQF 9) - Griffith Univeristy ~ 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Francis Van DE Ven | 1986 | 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2012 - SMSF Association Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Paul Moloney | 2010 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Charles Darwin University ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Paul Tynan | 1991 | 1994 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 1994 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2010 - Self Managed Super Funds Specialist - - SMSF Professional's Association of Australia (SPAA) ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Philippa Walters | 1990 | 2003 - Diploma Financial Planning - - Deakin University/ Financial Planning Association ~ 2010 - Certified Financial Planner - - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2017 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional Education ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Philippe Bossert | 2007 | 2004 - Bachelor of Business (Double Major in Accounting and Finance) - - Edith Cowan University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Financial Services Institute of Australia (FINSIA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional |
| Robert Bruce Adlam | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education |
| Robert Galey | 2003 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2009 - Self Managed Superannuation Fund Adviser Education Program - - Financial Essentials ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Robert Gangi | 2000 | 1994 - Bachelor of Business (Accounting) - - Victoria University ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - The Commonwealth Bank of Australia |
| Robert James Wright | 2003 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Robert Warry | 2001 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2009 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps |
| Rochelle Green | 2014 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rohan Benstead | 2012 | 2006 - Bachelor of Commerce - - Deakin University ~ 2010 - Graduate Diploma of Financial Planning - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Master of Applied Finance - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Ronald Ivor Griffiths | 2001 | 2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Registered Company Auditor & Registered Superannuation Fund Auditor - Other - Australian Securities and Investment Commission (ASIC) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| SI Dong NI | 2015 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Master of Business - Masters Degree (AQF 9) - Monash University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sandy Michele Gosper | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2013 - Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Porfessional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Sarah Michelle Crothers | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) (Qualification) - - International Institute of Technology Pty Ltd (IIT) ~ 2017 - ASX Listed Products Accreditation (LPAC) - - LPAC Online |
| Sasha May-ling Topolcsanyi | 2006 | 2005 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2016 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Professional |
| Scott Edwards | 2018 | 1989 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Scott Mackett | 2006 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited ~ 2005 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca Learning (Aust) ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Diploma of Finance & Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional |
| Sean David Schaefer | 2001 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Sean Nigh | 2010 | 2009 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Shane John Lee | 1998 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) & Deakin University ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sharan Sheth | 2011 | 2010 - Graduate Diploma of Management - Graduate Diploma (AQF 8) - Central Queensland University ~ 2011 - Master of Commerce (Financial Planning and Professional Accounting) - Masters Degree (AQF 9) - Griffith University ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Shaun Nembach | 2010 | 2008 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2016 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds accreditation - - Kaplan Professional |
| Shaun Trimnell-ritchard | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2011 - Margin Lending - Certificate (AQF 1-4) - MLC ThreeSixty ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Shawn Ramraj | 2008 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2010 - Graduate Diploma in Applied Finance (Major in Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - SuperConcepts & ICFS Specialist SMSF course - Certificate (AQF 1-4) - The University of Adelaide ~ 2021 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Shi Chen | 2011 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2009 - Diploma of Share Trading and Investment - Diploma (AQF 5) - Wealth Within Institute ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Intellitrain ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Simon Andrew Rohead | 2004 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1997 - Honours Degree of Bachelor of Economics - Bachelor Honours Degree (AQF 8) - Monash University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional |
| Simon Daniel Youlton | 2003 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Masters in Business Administration (MBA) - Other - The Open University (UK) ~ 2020 - Ethics & Professionalism in Financial Advice - Other - Kaplan ~ 2024 - Commercial Law (TASACL) - Other - Kaplan |
| Simon Dundas-smith | 2011 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2013 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2015 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers |
| Simon Wong | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2017 - Certificate IV Mortgage Broking - - Kaplan ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Self Managed Superannuation Fund - Other - Mentor Education |
| Sitparan Gnanendran | 2016 | 1995 - Bachelor of Science - Actuarial Science) - Bachelor Degree (AQF 7) - University of London ~ 2000 - Graduate Diploma in Applied Information Systems - Graduate Diploma (AQF 8) - Royal Melbourne Institute of Technology ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Monarch Institute ~ 2018 - Accredited Listed Product Adviser Program (ALPA) - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Stephen Leslie Coulston | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning (Aust) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - AAMC Training Group ~ 2017 - ASX Lised Products Accreditation - Other - LPAC Online |
| Stephen Psyhogios | 2014 | 2008 - Diploma in Financial Planning - - Traineeship Management Australia ~ 2014 - AMP Horizons Academy - - AMP |
| Stephen Theuma | 2000 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Ltd ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Steven George Allen | 1998 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Steven William Mciver | 2010 | 1998 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Master of Heath Science - Masters Degree (AQF 9) - Victoria University of Technology ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Susan Joy Baker | 1994 | 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 1999 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Provide advice in Margin Lending - Certificate (AQF 1-4) - MLC Advice Education ~ 2022 - SMSF Knowledge - Certificate (AQF 1-4) - Monarch Institute |
| Terence Michael O'sullivan | 1998 | 1983 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Auckland ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Terrance Leslie Kays | 1992 | 1993 - Associate Diploma of Business (Accounting) - - Victoria University ~ 1999 - Certified Financial Planner - CFP - - FPA ~ 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2015 - SMSF Specialist Advisor Accreditation - - SMSF Association ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Thomas Patrick Neylan | 2008 | 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Plumridge | 2002 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tomas Weiszer | 2016 | 2007 - CPA Program - Professional Designations - CPA Australia (CPA) ~ 2007 - Master of Accounting - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Graduate Diploma of Chartered Accounting (Grad DipCA) - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand (CA) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Tracy Michelle Dyer | 1999 | 2009 - SMSF Adviser Education Program - - Securitor ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Trent Leslie Crothers | 2006 | 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2017 - ASX Listed Products Accreditation (LPAC) - Certificate (AQF 1-4) - LPAC Online ~ 2020 - SuperConcepts & ICFS Specialist SMSF course - Certificate (AQF 1-4) - The University of Adelaide |
| Vicki Ann Carr | 1994 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 1995 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2013 - Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - ASX Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional |
| Vicki Martin | 2000 | 1987 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 1993 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia (CPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2013 - Advance Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Retirement Living and Aged Care Specialist - Certificate (AQF 1-4) - Aged Care Gurus |
| Vicky Anne Gilroy | 2007 | 2008 - Diploma of Financial Planning - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds accreditation - - Kaplan Professional |
| Vuong Duong | 2017 | 2006 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University ~ 2013 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2015 - Accountant's SMSF Program - Other - Kaplan Education ~ 2017 - Practice of Financial Planning - Other - Integrity Education |
| Warren John Russell | 1997 | 1988 - Certificate of Business Studies (Accounting) - Certificate (AQF 1-4) - TAFE - Box Hill ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2022 - SMSF Foundations Course - Other - Smarter SMSF |
| Warwick Ian Hawksworth | 1981 | 1981 - Certificate of Business Studies - - University of Ballarat ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2013 - Advanced Self Managed Superannuation Funds - - Kaplan Professional |
| Wayne Geoffrey Gutteridge | 2004 | 1995 - Bachelor of Science - Bachelor Honours Degree (AQF 8) - The University of Melbourne ~ 1998 - Graduate Diploma in Industrial Relations and Human Resource Management - - Melbourne University ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner Program (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wayne Ian Rinkin | 2006 | 1991 - Bachelor of Business (Accounting) - - University of Technology, Sydney ~ 1993 - ICC Associate Degree - - Institute of Chartered Accountants Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| YI AN Cheng | 2003 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2010 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2014 - Certificate IV in General Insurance - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - The University of New South Wales |
| YI KI Pinky Lam | 2009 | 2006 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Sydney ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Self-Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Zachary Thomas Johnston | 2018 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Zorica Popovska | 2010 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |