This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brandon Plozza | 0 | 2022 - Bachelor of Commerce (Financial Advising and Financial Management) - Bachelor Degree (AQF 7) - James Cook University ~ 2022 - ETHICS FOR FINANCIAL SERVICES - Bridging Course - Ethics - Deakin Business School ~ 2022 - FINANCIAL ADVICE REGULATION - Bridging Course - Behavioural Finance - Deakin Business School ~ 2022 - FINANCIAL BEHAVIOUR & DECISION MAKING - Bridging Course - Behavioural Finance - Deakin Business School ~ 2022 - FINANCIAL PLANNING DEVELOPMENT - Bridging Course - Behavioural Finance - Deakin Business School ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Brendan Fletcher Gow | 2007 | 2007 - Diploma of Financial Services - - Archer College ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2011 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2016 - Advance Diploma Financial Planning - - Mentor Education ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Diego Carrasco | 1998 | 2004 - Diploma of Financial Planning - - Deakin University ~ 2013 - FNS50310 Diploma of Finance and Mortgage Brking Management - - Kaplan Education Pty Ltd ~ 2015 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association |
| Lachlan Sandor | 2025 | 2021 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2021 - Bachelor of Business (Economics and Business Strategy) - Bachelor Degree (AQF 7) - Monash University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Paul Karagorgovski | 2014 | 2012 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |