This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Allan Shoemark | 2007 | 2006 - Bachelor of Business (Accounting and Finance) - - Southern Cross University ~ 2007 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2008 - Certificate IV in Finance and Mortgage Broking - - Australasian Academy of Mentoring and Coaching Training Group ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Mentor Education |
| Richard Mark Henshall | 1989 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Scott Anthony Henshall | 2002 | 1999 - Bachelor of Business - - Southern Cross University ~ 2003 - Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia ~ 2005 - Advance Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty |