Capella Advisory Pty ltd

AFS License Number
550125
Name
Capella Advisory Pty ltd
ABN/ACN/ARBN
54669300163
Licensee issued
Sept. 28, 2023
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Karamdeep Singh Satwant Singh 2016 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Economics - Australian National University ~ Diploma of Financial Planning - Kaplan Professional
 Katharine Rachelle Piddington 2008 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Finance/Financial Planning) - Charles Sturt University (CSU) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ University Certificate in Business - Charles Sturt University (CSU)
 Kim Baxter 2018 Bachelor of Commerce - Canberra University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Accreditation - DeakinCo ~ Self-Managed Superannuation Funds - Kaplan Professional