This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes limited to:
own managed investment scheme only;
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes limited to:
own managed investment scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
securities; and
superannuation;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Paul Cameron Ashworth | 1996 | 1992 - Bachelor of Economics - - Monash University ~ 1994 - Bachelor of Laws - - Monash University ~ 1997 - Graduate Diploma in Finance Law - - University of Melbourne ~ 2003 - Diploma of Financial Services - - Integratec ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |