This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin John Lonergan | 2016 | Bachelor of Commerce Finance Major - University of Southern Queensland ~ Diploma of Financial Planning - Kaplan Professional |
| Brett Walker | 2005 | Bachelor of Commerce - Griffiths University ~ Certified Financial Planner - FPA |
| Chloe Kathleen Hayes | 2018 | Diploma of Financial Planning - Kaplan |
| David Knott | 2005 | Advanced Diploma of Financial Serivces (Financial Planning) - Kaplan ~ Bachelor of Commerce - Queensland University ~ Certified Financial Planner - FPA ~ Graduate Diploma Applied Finance and Investment - Kaplan |
| Edward Eric James Pullen | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts with Honours in Business Economics - University of Exeter ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional |
| Hugh Alexander Wright | 2018 | Bachelor of Commerce - The University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional |
| James Lachlan Drysdale | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Joshua Thomas Whybrow | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Economics with Honours (BEcHons) - University of Tasmania ~ Diploma of Financial Planning - Pinnacle |
| Matthew Sanson | 2013 | Bachelor of Financial Administration - UNE ~ Certified Financial Planning - FPA ~ Diploma of Financial Planning - FPA |
| Trent Jock Purser Humphreys | 2001 | Bachelor of Financial Administration - University of England ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca |
| William Laban Guest | 2019 | Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Business (Accounting) - Southern Cross University ~ Diploma in Financial Planning - Kaplan ~ Graduate Diploma - Central Queensland University |