This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alistair James Schech | 2023 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin John Lonergan | 2016 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Bachelor of Commerce Finance Major - - University of Southern Queensland |
| Brett Walker | 2005 | 1998 - Bachelor of Commerce - - Griffiths University ~ 2005 - Certified Financial Planner - - FPA |
| David Knott | 2005 | 1999 - Bachelor of Commerce - - Queensland University ~ 2005 - Graduate Diploma Applied Finance and Investment - - Kaplan ~ 2011 - Advanced Diploma of Financial Serivces (Financial Planning) - - Kaplan ~ 2011 - Certified Financial Planner - - FPA |
| Edward Eric James Pullen | 2015 | 2003 - Bachelor of Arts with Honours in Business Economics - - University of Exeter ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Hugh Alexander Wright | 2018 | 2015 - Bachelor of Commerce - - The University of Queensland ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| James Lachlan Drysdale | 2021 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joshua Thomas Whybrow | 2018 | 2011 - Bachelor of Economics with Honours (BEcHons) - - University of Tasmania ~ 2014 - Diploma of Financial Planning - - Pinnacle ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Matthew Sanson | 2013 | 1997 - Bachelor of Financial Administration - - UNE ~ 2004 - Diploma of Financial Planning - - FPA ~ 2011 - Certified Financial Planning - - FPA |
| Peter Robert Mccullough | 2015 | 2009 - Bachelor of Commerce (Finance and Economics) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2015 - Margin Lending - - Kaplan ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2019 - Principles of Self Managed Superannuation Funds - - International Institute of Technology ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ryan O'connell | 2017 | 2015 - Bachelor of Business Manangement - - University of Queensland ~ 2017 - Diploma Of Financial Planning - - Kaplan |
| Trent Jock Purser Humphreys | 2001 | 1999 - Bachelor of Financial Administration - - University of England ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited ~ 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC Training Group |