This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Harvey Frederick Elson | 2015 | 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2022 - Kaplan CPD ongoing requirements - Other - Kaplan |
| Ian Streeter | 2005 | 2002 - Diploma Of Management & Leadership - - Tafe ~ 2005 - Diploma Of Financial Planning - - Mentor Education ~ 2005 - Mortgage Consultant Qualification Certificate - - The National Finance Institute ~ 2008 - Advanced Diploma Of Financial Planning - - Mentor Education ~ 2012 - Diploma (Finance / Mortgage Broking Management) - - The National Finance Institute |
| Lynette DA Costa Shuttleworth | 2010 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2010 - Diploma of Financial Planning FNS6040 - - Mentor Education group |