This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brenda Ai-ching Will | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2017 - Certified Financial Planner - - FPA ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma o Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher Paul Pritchard | 2010 | 2008 - Bachelor of Commerce - - Curtin University of Technology ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia |
| Daniel Mark Ernest Purslowe | 2013 | 2006 - Bachelor of Commerce (Economics and Financial Planning) - - Curtin University of Technology |
| David Richard Mcgregor | 2008 | 2003 - Bachelor of Commerce (Accounting) - - University of Notre Dame ~ 2008 - Graduate Certificate Financial Planning - - FINSIA ~ 2011 - CFP - - FPA |
| Lewis Robert Christie | 2024 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Peter John Webster | 2001 | 1999 - Bachelor of Commerce (Major Economics & Finance) - - Curtin University of Technology ~ 2002 - Diploma of Financial Planning - - Deakin University / Financial Planning Association of Australia ~ 2014 - Advanced Diploma of Superannuation - - Association of Superannuation Funds of Australia Limited |
| Petrese Jillian Ivey | 2008 | 1993 - Bachelor of business (accounting) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2007 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Services Training & Assessment ~ 2012 - Margin Lending - - Pinnacle Financial Services ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Fellow Chartered Financial Practitioner - Other - AFA |
| Sandra Carr | 2001 | 1988 - Bachelor Of Commerce - - University of WA ~ 1995 - Certified Practicing Accountant - - Australian Society of CPA's ~ 2001 - DFP - - Deakin University ~ 2003 - ADFP - - Deakin University |
| Stephanie Kit YI Tang-bowman | 2008 | 2004 - Bachelor of Economics - - University of Western Australia ~ 2008 - Graduate Diploma in Financial Planning - - Finsia |