This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ofori Akuoko | 2008 | Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Margin Lending & Geared Investments - Kaplan Professionals ~ Margin Lending & Geared Investments - Kaplan Professionals ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Behram Ali | 2022 | Graduate Diploma in Financial Planning - Western Sydney University |
| Brent Allan Satill | 2014 | Bachelor of Commerce - UNSW Australia ~ Bachelor of Economics - UNSW Australia ~ Diploma of Financial Planning - Monarch Institute |
| David Paul Rundle | 1997 | Bachelor of Commerce - University of Newcastle ~ CPA - CPA Australia ~ CPA Financial Planning Specialist - CPA Australia ~ Margin Lending & Geared Investments - Kaplan Professional |
| Debra Blackah | 2006 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Ian Satill | 2003 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca Learning Australia ~ Self Managed Superannuation Funds - Tribeca Learning Australia |
| Justin Derrick Mack | 2017 | Bachelor of Applied Finance - Macquarie University ~ Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Monarch Institute ~ RG146 SMSF - Monarch Institute |