This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ofori Akuoko | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - PS146 Training Australia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Training Australia ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professionals ~ 2013 - Master of Commerce (Financial Planning) - - University of Western Sydney |
| Behram Ali | 2022 | 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Brent Allan Satill | 2014 | 2013 - Bachelor of Commerce - - UNSW Australia ~ 2013 - Bachelor of Economics - - UNSW Australia ~ 2014 - Diploma of Financial Planning - - Monarch Institute |
| Charlie Robert Warner | 2023 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Paul Rundle | 1997 | 1989 - Bachelor of Commerce - - University of Newcastle ~ 1994 - CPA - - CPA Australia ~ 2001 - CPA Financial Planning Specialist - - CPA Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Debra Blackah | 2006 | 1982 - Bachelor of Business - - University of Technology Sydney (UTS) ~ 2005 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2018 - Self-Managed Superannuation Funds - - Kaplan Professional |
| Ian Satill | 2003 | 2007 - Self Managed Superannuation Funds - - Tribeca Learning Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Justin Derrick Mack | 2017 | 2015 - Bachelor of Applied Finance - - Macquarie University ~ 2015 - Bachelor of Economics - - Macquarie University ~ 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2017 - RG146 SMSF - - Monarch Institute |