This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ferizis | 0 | 2021 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Colin Victor Attard | 2009 | 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Tribeca ~ 2008 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Diploma of Financial Services (Financial Planning)Â - - Tribeca ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Self Managed Super Fund Accreditation - Other - Kaplan Professional ~ 2014 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy |
| Liam Cameron Thomas | 2024 | 2021 - Bachelor of Commerce - Financial Planning & Economics - Bachelor Degree (AQF 7) - University of Wollongong |
| Onias Simbarashe Chilimanzi | 2009 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2021 - Certified Financial Planner - Professional Designations - FPA |
| Ryan Chad Brill | 2004 | 1998 - Bachelor of Commerce - - University of South Africa ~ 2001 - Bachelor of Commerce (Hons) - - University of South Africa ~ 2005 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Susan Buda | 2012 | 2012 - Diploma of Financial Planning - - RG146 Mentor Education Group ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Intellitrain Pty Ltd ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |