Boag Asset Management Pty ltd

AFS License Number
469081
Name
Boag Asset Management Pty ltd
ABN/ACN/ARBN
67162211449
Licensee issued
May 18, 2015
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
standard margin lending facility;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adrian Phelan 2010 Bachelor of Finance - La Trobe University ~ Bachelor of Finance - Latrobe University ~ Client Engagement Skills - Kaplan ~ Course in Property (Agents Representative) - RMIT ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Kaplan
 Alexander Shimin Boag 1998 Bachelor of Commerce - Monash University ~ Graduate Diploma in Financial Planning - Securities Institute ~ Master of Business Administration (Executive) - The University of New South Wales
 Anthony James Armstrong 1995 Bachelor of Business Economics & Finance - RMIT ~ RG146 - Kaplan
 George Chepurov 2010 Bachelor of Marketing - Monash University ~ Graduate Diploma of Financial Planning - Kaplan
 Georgina Baum 2023 Bachelor of Science - The University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan
 John Richard Shaw 2015 Bachelor of Business - Royal Melborune Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Accreditation (Securities & Managed Investments) - Stockbrokers Association of Australia - Deakin Prime
 Mark Bradley Cashinella 2006 Bachelor of Commerce - The University of Melbourne ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan