Bluewater Financial Advisors Pty ltd

AFS License Number
411846
Name
Bluewater Financial Advisors Pty ltd
ABN/ACN/ARBN
99153118533
Licensee issued
Dec. 9, 2011
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Grigoropoulos 2011 Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology ~ Graduate Diploma of Applied Finance - Kaplan
 Adam Sebastian Forsberg 2006 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Diploma of Financial Services (Financial Planning) - ThreeSixty
 Bevan Heneric 2012 Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Mentor ~ Graduate Diploma in Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan
 Brian Rodney William Magill 2004 Certified Financial Planner - Financial Planning Association of Australia ~ FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Chang Liu 2014 Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Charlie Abd 2015 Advanced Diploma Financial Planning - Kaplan ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ RG146 Managed Investments & Securities - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia
 Christian Paul Lazarou 2005 Advance Diploma in Financial Planning - Mentor Education ~ Diploma of Finance and Mortgage Broking - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Advisor - Mentor Education
 David Erfan Kashan 2018 FNS50615 - International Institute of Technology ~ Tax Financial Adviser - Tax Practitioners Board
 David Lloyd Jenkins 2002 Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Australian Institute of Financial Services and Accounting (AIFA)
 James Ashley Parton 2007 Graduate Diploma of Financial Planning - Kaplan Professional ~ Postgraduate Certificate in Management - The University of Southern Queensland
 James Harman 2004 Advanced Strategies for Self Managed Superannuation - Three Sixty ~ Diploma of Financial Planning Services (Financial Planning) - King's International College ~ Financial Planning Course - Tribeca ~ Superannuation & Retirement Planning - Three Sixty ~ Wealth Creation - Retierment Planning - Three Sixty
 John Addario 2004 Bachelor of Business - University of Technology (Sydney) ~ Certified Financial Planner Program - Financial Planning Association of Australia (FPA)
 John Frederick Jones 1992 ASX Accredited Listed Product Adviser - Kaplan ~ CFP - FPA ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - FPA ~ Self Managed Superannuation Fund - Tribeca
 Jordan Green 2008 Diploma of Financial Planning - Pinnacle ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - Kaplan
 Judy Zong 2005 Master of Commerce - University of Western Sydney ~ SMSF - Kaplan ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Kalapi Trivedi 2011 Diploma of Financial Planning - ITT ~ RG146 Tier 1 Specialist Risk Management - IIT ~ Specialist Self-managed Superannuation Fund - ITT
 Kimberly Page 2016 Diploma of Financial Planning - Mentor Education
 Kimberly Robin Kalms 1999 Diploma of Financial Planning - Financial Planning Association ~ Investment Planning 1 - Financial Planning Association
 Kristofer James Jenkins 2018 Bachelor of Commerce (Financial Planning) - Griffith University ~ Diploma of Financial Planning - Monarch Institute
 Lucas Mciver Brine 2018 Bachelor of Business Management - Griffith University ~ Graduate Certificate in Financial Planning - Griffith University
 Luke Phillip Young 2015 FNS Training Package 2017 - Pinnacle Financial Services Academy
 Lyndon Brandt Watson 1999 DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Deakin University
 Mark Sing 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Matthew James Christensen 2010 Bachelor Applied Finance and Commerce-Marketing - Macquarie University ~ Dip Financial Planning - Carlyle Institute ~ Institute of Chartered Accountants - Institute of Chartered Accountants
 Max Pagnin 2004 Advanced Diploma of Financial Services - Tribeca
 Michael Darren Berman 2009 Advance Diploma of Financial Services - Kaplan ~ Certificate IV in Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan
 Michael James Sprague 2016 Bachelor of Business (Accounting) - Southern Cross University ~ CPA - CPA Australia ~ Diploma of Financial Planning - Kaplan
 Mitchell Aaron Johnston 2012 Advanced Diploma of Financial Planning - Integrity ~ Advanced Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Self Managed Superannuation Fund Certificate - Mentor Education ~ Self Managed Supoerannuation Funds - Mentor Education
 Mitchell Burton 2016 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Kaplan
 Narayan Raj 2006 Advance Diploma of Financial Planning - Investment Banking Institute ~ Diploma of Financial Planning - PS146 Training ~ FASEA Adviser Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration (MBA) - Australian Institute of Business
 Nicholas Edmund Raunjak 2022 Graduate Diploma of Financial Planning - Kaplan
 Paul Samuel Searle 2018 FNS10 - Terra Cordis
 Peter Kaleski 2009 Diploma BCom - University of Wollongong ~ Graduate Certificate in Financial Planning - finsia ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Peter Paul Sobczuk-murawczak 2014 Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Mentor Education ~ Executive MBA - Queensland University of Technology ~ Graduate Diploma in Business Administration - Queensland University of Technology ~ SMSF - Mentor
 Ravjot Walia 2004 Certificate IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Deakin University ~ Superannuation & Retirement Planning - IntegraTec
 Robert Stanoff 1992 Advanced Diploma of Accounting - International Institute of Technology ~ Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Certificate IV Property Services (Real Estate) - RealEstate Education Training NSW ~ Specialist Knowledge in Self Managed Superannuation Funds - International Institute of Technology ~ Tax (Financial) Adviser - Tax Practitioners Board
 Robert William Delmenico 1996 Graduate Diploma of Financial Planning - Securities Institute ~ University of Ballarat - Bachelor of Business
 Ronald Andrew Pratap 2010 ALPA - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma Financial Planning - Kaplan ~ SMSF - Kaplan
 Sedat Papagan 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional
 Stefano Duro 2015 Diploma of Financial Planning - Monarch Institute ~ FNSTPB506 (Taxation Requirements) - Monarch Institute ~ FNSTPB507 (Legal principles in Commercial Law) - Monarch Institute
 Stephen Gaius White 1990 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Mentor Education ~ Financial Adviser Exam - ASIC
 Steven Taylor Watson 2016 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan
 Tracey Richards 2018 Graduate Diploma Financial Planning - Kaplan ~ Industry Standard Education - RG146 specialist knowledge - Kaplan Professional ~ Master of Business Administration - Southern Cross University (SCU)
 Trung Hieu Nguyen 2022 Graduate Diploma of Financial Planning - Kaplan
 Tyson Thomas Jonas 2017 Bachelor Of Business - James Cook University ~ Diploma of Financial Planning - Monarch Institute ~ SMSF - Statement of Attainment - Monarch Institute
 Vanessa Smith 2014 Bachelor of Business - Aust Catholic University Nth Sydney ~ Institute of Chartered Accountants - Institute of Chartered Accountants
 Vince Loverso 2004 Bachelor of Business (Financial Planning) - RMIT University