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Bluewater Financial Advisors Pty ltd

AFS License Number
411846
Name
Bluewater Financial Advisors Pty ltd
ABN/ACN/ARBN
99153118533
Licensee issued
Dec. 9, 2011
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Grigoropoulos2011Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology ~ Graduate Diploma of Applied Finance - Kaplan
 Bevan Heneric2012Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Mentor ~ Self Managed Superannuation Funds - Kaplan
 Brian Rodney William Magill2004Certified Financial Planner - Financial Planning Association of Australia ~ FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Chang Liu2014Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Christian Paul Lazarou2005Advance Diploma in Financial Planning - Mentor Education ~ Diploma of Finance and Mortgage Broking - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Advisor - Mentor Education
 Clayton Dominic D'cruz2006Bachelor of Commerce (Financial Planning) - Griffith University ~ Certified Financial Planning - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 David Erfan Kashan2018FNS50615 - International Institute of Technology ~ Tax Financial Adviser - Tax Practitioners Board
 David John Keenan2004Master of Commerce (Financial Planning) - University of Western Sydney
 David Lloyd Jenkins2002Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Australian Institute of Financial Services and Accounting (AIFA)
 Donald Wayne Brown1987Diploma of Financial Services - Financial Services Training & Assessment Pty Ltd
 Garry Bradburn2017Australian Taxation Law for Tax (financial) Advisers - International Institute of Technology ~ Commercial Law for Tax (Financial) Advisers - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Principles in Self Managed Superannuation Funds - International Institute of Technology
 Grahame Irvine Craig1988Diploma Of Commerce Accounting - RMIT ~ Life Insurance & Superannuation Personal Advice - Pinnacle Financial Services Academy ~ PS 146 Knowledge Assessment Generic Knowledge & Financial Planning - Integratec ~ Risk Management - Integratec ~ Superannuation & Retirement Planning - Integratec
 James Ashley Parton2007Introduction to Financial Planning - FPA (Financial Planning Association of Australia Limited) ~ Investment Planning 1 - Integratec (Aust) Pty Limited ~ Postgraduate Certificate in Management - The University of Southern Queensland ~ RIsk Management & Insurance Planning - FPA (Financial Planning Association of Australia Limited) ~ Superannuation & Retirement Planning - Integratec (Aust) Pty Limited
 James Harman2004Advanced Strategies for Self Managed Superannuation - Three Sixty ~ Diploma of Financial Planning Services (Financial Planning) - King's International College ~ Financial Planning Course - Tribeca ~ Superannuation & Retirement Planning - Three Sixty ~ Wealth Creation - Retierment Planning - Three Sixty
 John Addario2004Bachelor of Business - University of Technology (Sydney) ~ Certified Financial Planner Program - Financial Planning Association of Australia (FPA)
 John Frederick Jones1992ASX Accredited Listed Product Adviser - Kaplan ~ CFP - FPA ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - FPA ~ Self Managed Superannuation Fund - Tribeca
 Jordan Green2008Diploma of Financial Planning - Pinnacle ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - Kaplan
 Joshua Michael Grahame Edwards2016Diploma of Financial Planning - Monarch
 Judy Zong2005Master of Commerce - University of Western Sydney ~ SMSF - Kaplan ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Kalapi Trivedi2011Diploma of Financial Planning - ITT ~ RG146 Tier 1 Specialist Risk Management - IIT ~ Specialist Self-managed Superannuation Fund - ITT
 Kevin Joseph Herbert2004Financial Planning - IntegraTec ~ Managed Investments - IntegraTec
 Kimberly Page2016Diploma of Financial Planning - Mentor Education
 Kimberly Robin Kalms1999Diploma of Financial Planning - Financial Planning Association ~ Investment Planning 1 - Financial Planning Association
 Kristofer James Jenkins2018Bachelor of Commerce (Financial Planning) - Griffith University ~ Diploma of Financial Planning - Monarch Institute
 Luke Phillip Young2018FNS10 - Pinnacle
 Lyndon Brandt Watson1999DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Deakin University
 Mark Sing2004Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Max Pagnin2004Advanced Diploma of Financial Services - Tribeca
 Michael Darren Berman2009Advance Diploma of Financial Services - Kaplan ~ Certificate IV in Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan
 Michael James Sprague2016Bachelor of Business (Accounting) - Southern Cross University ~ CPA - CPA Australia ~ Diploma of Financial Planning - Kaplan
 Mitchell Aaron Johnston2012Advanced Diploma of Financial Planning - Integrity ~ Advanced Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Self Managed Superannuation Fund Certificate - Mentor Education ~ Self Managed Supoerannuation Funds - Mentor Education
 Paul Jan Bilinski2003FNB30199 CertificateIII in Financial Services - Adcom Training Solution ~ Financial Planning Sales Skills - Association of Financial Adviser ~ Policy Statement 146 Knowledge Assessment - Kaplan ~ Risk Management - IntegraTec ~ Superannuation & Retirement Planning - IntegraTec
 Paul Samuel Searle2018FNS10 - Terra Cordis
 Peter Paul Sobczuk-murawczak2014Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Mentor Education ~ Executive MBA - Queensland University of Technology ~ Graduate Diploma in Business Administration - Queensland University of Technology ~ SMSF - Mentor
 Phillip Young1978Diploma of Financial Services (Financial Planning) - King's International College ~ Entry Level Competencies module of the Diploma of Financial Services (Financial Planning) - IntegraTec ~ Life Broker Representative - Australian Life Brokers Pty Ltd ~ Provide Advice in Superannuation - King's International College ~ Risk Management for Financial Services Professionals - IntegraTec
 Ravjot Walia2004Certificate IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Deakin University ~ Superannuation & Retirement Planning - IntegraTec
 Robert Stanoff1992Advanced Diploma of Accounting - International Institute of Technology ~ Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Certificate IV Property Services (Real Estate) - RealEstate Education Training NSW ~ Specialist Knowledge in Self Managed Superannuation Funds - International Institute of Technology ~ Tax (Financial) Adviser - Tax Practitioners Board
 Robert William Delmenico1996Graduate Diploma of Financial Planning - Securities Institute ~ University of Ballarat - Bachelor of Business
 Ronald Gordon Neale2003Diploma of Financial Services (Financial Planning) - Integratec
 Ruhullah (roy) Mokhtar2016Diploma of Financial Planning - International Institute of Technology
 Stefano Duro2015Diploma of Financial Planning - Monarch Institute ~ FNSTPB506 (Taxation Requirements) - Monarch Institute ~ FNSTPB507 (Legal principles in Commercial Law) - Monarch Institute
 Steven Taylor Watson2016Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan
 Tyson Thomas Jonas2017Bachelor Of Business - James Cook University ~ Diploma of Financial Planning - Monarch Institute ~ SMSF - Statement of Attainment - Monarch Institute
 Vince Loverso2004Bachelor of Business (Financial Planning) - RMIT University