This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam John Mccann | 1993 | ASX Listed Product Accreditation Course - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Adam Sullivan | 2018 | Advanced Diploma in Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Flinders University ~ Diploma in Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
Adrian Luke Guarino | 2014 | Accredited Listed Product Adviser - Kaplan Professional Education ~ Bachelor of Commerce (Finance and Financial Planning) - Deakin University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor Program (SSA) - SMSF Association |
Chris Zucker | 2011 | Advanced Diploma Of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Master of Applied Finance - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
David Julian DE Angelis | 0 | Bachelor of Applied Finanace - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Foundations of Business Law - University of South Australia ~ Graduate Diploma in Financial Planning - University of South Australia ~ UO Taxation - University of South Australia |