This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam John Mccann | 1993 | 1997 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1997 - Diploma of Financial Planning - - Deakin University ~ 2003 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2008 - ASX Listed Product Accreditation Course - - Kaplan Professional Education ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Adam Sullivan | 2018 | 2009 - Bachelor of Commerce - - Flinders University ~ 2014 - Diploma in Financial Planning - - Kaplan Professional Education ~ 2017 - Advanced Diploma in Financial Planning - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Adrian Luke Guarino | 2014 | 2007 - Bachelor of Commerce (Finance and Financial Planning) - - Deakin University ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2018 - SMSF Specialist Advisor Program (SSA) - - SMSF Association |
| Chris Zucker | 2011 | 2011 - Advanced Diploma Of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2018 - Graduate Diploma of Applied Finance - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education ~ 2020 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| David Julian DE Angelis | 2024 | 2014 - Foundations of Business Law - Other - University of South Australia ~ 2017 - Bachelor of Applied Finanace - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - UO Taxation - Other - University of South Australia ~ 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of South Australia |
| Teagan Louise Loveridge | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |