This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Jeffrey Colefax | 2006 | Bachelor of Commerce (Financial Planning and Investments) - Griffith University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional |
| Beau C Flanders | 2018 | Diploma of Financial Planning - Mentor Education ~ Self Managed Super Fund Adviser - Mentor Education |
| Benjamin James Collins | 2015 | Advanced Diploma of Financial Planning (Qualification) - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Conaill Dominic Keniry | 2015 | Bach. Commerce - Uni Southern Queensland ~ Diploma of Financial Planning - Monarch Institute |
| Jessica Casey Curtis | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - TAFE NSW - Sydney Insitute ~ Master of Financial Planning - Kaplan Professional |
| Joshua John Hampton | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kha Han Nguyen | 2012 | Advanced Diploma of Financial Planning - Advice Education ~ Bachelor of Commerce (Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - Advice Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Mentor Education |
| Kim Holmes Wood | 2009 | Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ Graduate Certificate in Financial Planning - Griffith University |
| Lindy Anne Walker | 1991 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Royal Melbourne Institute of Technology (RMIT) ~ Self Managed Superannuation Funds - Terra Cordis |
| Luke Anthony Morris | 2018 | Bachelor of Commerce (Financial Planning) - UNE ~ Diploma of Financial Planning - Monarch Institute |
| Meri Tungate | 2006 | Bachelor of Economics - Macquarie University ~ Certificate of Public Practice - CPA Australia ~ Certified Practising Accountant - CPA Australia ~ Financial Planning Specialist - CPA Australia ~ SMSF Specialist Advisor - SPAA |
| Mina Nguyen | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Financial Planning - Kaplan Proffessional ~ Margin Lending - Mentor Education ~ SMSF - Mentor Education |
| Peter Timothy Carey | 2003 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Finance - Charles Sturt University ~ SPAA Specialist Accreditation Program (SSA) - SMSF Association |
| Rebecca Anne Dillon-hensby | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute |