This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
Australian carbon credit units to wholesale clients;
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
eligible international emissions units to wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide financial product advice limited to personal and general financial product advice for use in connection with a business that is a small business only limited to:
Australian carbon credit units to retail clients; and
eligible international emissions units to retail clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives limited to those used for hedging purposes to wholesale clients;
foreign exchange contracts limited to those used for hedging purposes to wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
Australian carbon credit units to wholesale clients;
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
eligible international emissions units to wholesale clients;
foreign exchange contracts to retail and wholesale clients;
general insurance products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person for use in connection with a business that is a small business only limited to:
Australian carbon credit units to retail clients; and
eligible international emissions units to retail clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley Honeyman | 1996 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Fund (SMSF 1: Core Principles) - - Tribeca Learning ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2017 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Heath Francis Shonhan | 2018 | 1996 - Bachelor of Business - Bachelor Honours Degree (AQF 8) - Queensland University of Technology ~ 1999 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2016 - Diploma of Financial Planning - - Terra Cordis Pty Ltd ~ 2016 - Specialist SMSF Course - - Now Infinity ~ 2021 - AYQ457 Financial Planning Principles and Regulation - Bridging Course - Regulation & Legal Obligations - Queensland University of Technology ~ 2021 - AYQ458 Ethics and Professional Relationships - Bridging Course - Ethics - Queensland University of Technology |
| Jerry Rio | 2015 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Nathan Baker | 2001 | 1997 - Master of Psychology (Sport and Exercise) - - The University of Queensland (St Lucia) ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner Education Program - - Deakin University ~ 2008 - Professional Certificate in Self Managed Superannuation - - The University of Adelaide |