This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Courtney Ann Mattner | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2012 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2016 - Graduate Diploma of Financial Planning - - Kaplan Education Pty Ltd |
| Kieran Anthony Mcerlean | 2018 | 2012 - Bachelor of Commerce (Marketing and Commercial Law) - - Curtin University ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Martin Cooke | 2004 | 1994 - Advance Diploma of Business - - Perth Tafe ~ 1999 - Bachelor of Business (Finance & Management) - - Edith Cowan University ~ 2005 - Post Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2009 - Certified Financial Planner - - Financial Planning Association ~ 2012 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd |
| Michael Paul Bennett | 2003 | 2003 - Diploma of Financial Planning - - Deakin University/Financial Planning Association ~ 2018 - SMSF Association Specialist Accreditation Program - - SMSF Association |
| Stuart Peter Webster | 2016 | 2011 - Diploma of Management - - Polytechnic West ~ 2014 - Bachelor of Commerce (Finance) - - Curtin University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Certified Financial Planner - - FPA ~ 2022 - SMSF Specialist Advisor (SSA) - Other - SMSF Association |