This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amber Vernon | 2021 | 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Murdoch University ~ 2020 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Ameet Kalro | 2014 | 2006 - Master of Professional Accounting (International Business) - Masters Degree (AQF 9) - University of Tasmania ~ 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Mentor Education ~ 2018 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Grimshaw | 2017 | 2014 - Bachelor of Commerce - - University of Western Australia ~ 2014 - Bachelor of Economics - - University of Western Australia ~ 2016 - Masters of Financial Planning - - Kaplan |
| Nathan Barns | 2002 | 1997 - Bachelor of Commerce - Economics and Finance - - Curtin University ~ 2001 - Associate of Securities Institute of Australia - - Securities Institute of Australia ~ 2001 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia |