This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives limited to those used for hedging purposes to wholesale clients;
foreign exchange contracts limited to those used for hedging purposes to wholesale clients;
general insurance products to retail and wholesale clients;
life risk insurance products limited to consumer credit insurance to retail and wholesale clients;
managed investment schemes excluding IDPS to wholesale clients;
non-basic deposit products to retail and wholesale clients;
non-cash payment products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
basic deposit products to retail and wholesale clients;
general insurance products to retail and wholesale clients;
life risk insurance products limited to consumer credit insurance to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
non-cash payment products to retail and wholesale clients; and
retirement savings accounts to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
general insurance products to retail and wholesale clients;
life risk insurance products limited to consumer credit insurance to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
non-cash payment products to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to arrange for another person to issue, apply for, acquire, vary or dispose of a financial product limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives limited to those used for hedging purposes to wholesale clients;
foreign exchange contracts limited to those used for hedging purposes to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to arrange for another person to apply for, acquire, vary or dispose of a financial product limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives limited to those used for hedging purposes to wholesale clients;
foreign exchange contracts limited to those used for hedging purposes to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
securities to wholesale clients.
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