Ballingers FP Pty ltd

AFS License Number
338959
Name
Ballingers FP Pty ltd
ABN/ACN/ARBN
73137621955
Licensee issued
Aug. 25, 2009
Address
Merewether, 2291, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alex O'loughlin 2015 2013 - Bachelor of Commerce - - University of Newcastle ~ 2014 - Diploma of Financial Planning - - International Institute of Business ~ 2020 - Certified Financial Planner - Graduate Diploma (AQF 8) - FPA
 Andrew William Lindner 2014 2013 - Bachelor of Commerce (Finance) - - University of Newcastle ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Certificate IV in Business Sales - - WG Learning
 Jordan William Myers 2015 2014 - BBus - - Southern Cross University ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2018 - CFP - Graduate Diploma (AQF 8) - Deakin University
 Samuel John Glohe 2023 2022 - MASTER OF FINANCIAL PLANNING - Masters Degree (AQF 9) - DEAKIN UNIVERSITY
 Stephen Ballinger 1994 1995 - Diploma of Financial Planning - - RMIT ~ 1997 - Certified Financial Planner - - Financial Planning Association ~ 2005 - Bachelor of Commerce - - University of Newcastle