This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alex O'loughlin | 2015 | 2013 - Bachelor of Commerce - - University of Newcastle ~ 2014 - Diploma of Financial Planning - - International Institute of Business ~ 2020 - Certified Financial Planner - Graduate Diploma (AQF 8) - FPA |
| Andrew William Lindner | 2014 | 2013 - Bachelor of Commerce (Finance) - - University of Newcastle ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Certificate IV in Business Sales - - WG Learning |
| Jordan William Myers | 2015 | 2014 - BBus - - Southern Cross University ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2018 - CFP - Graduate Diploma (AQF 8) - Deakin University |
| Samuel John Glohe | 2023 | 2022 - MASTER OF FINANCIAL PLANNING - Masters Degree (AQF 9) - DEAKIN UNIVERSITY |
| Stephen Ballinger | 1994 | 1995 - Diploma of Financial Planning - - RMIT ~ 1997 - Certified Financial Planner - - Financial Planning Association ~ 2005 - Bachelor of Commerce - - University of Newcastle |