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Baker Young Limited

AFS License Number
246735
Name
Baker Young Limited
ABN/ACN/ARBN
92006690320
Licensee issued
March 10, 2004
Address
Adelaide, 5000, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services; and
securities; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alan Christopher Young1985ASX/ACH Responsible Executive Exam - ASX
 Alex Martin2017Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Planning - Monarch Institute
 Daniel John Talia2018PROFESSIONAL DIPLOMA IN STOCKBROKING - UNIVERSITY OF WESTERN SYDNEY
 David Ralph Baker1985ASX Broker Exam - ASX
 Hok Siew Lee2018MASTER OF ENGINEERING (ELECTRONIC/ELECTRICAL) - UNIVERSITY OF CANTERBURY ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - UNIVERSITY OF WESTERN SYDNEY
 James Ashley Young2018ASX DTR Exam - ASX ~ Graduate Diploma of Chartered Accounting - Deakin University ~ RG 146 - SDIA
 Jamie Myers2006ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Diploma of Business - South Australia Institute of Business and Technology ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Kristian Lee Young1996ASX Responsible Executive - TRIBECCA
 Mark Richard Potter1994Bachelor of Economics (Accounting) - Flinders Univeristy ~ Derivatives ADA 1 - ASX ~ Derviatives ADA 2 - ASX
 Matthew David Plant2001ADA Level 2 - ASX ~ ADA level 1 - ASX ~ Bachelor of Commerce - University of Adelaide
 Matthew David Wauchope Baker2015ASX Responsible Executive/Affiliate Exam - ASX
 Matthew Sean Paul Kenny2000DTR Exam - ASX ~ Derivatives ADA 1 - ASX ~ Derivatives ADA 2 - ASX ~ Diploma in Financial Markets - Securities Institute of Australia
 Michael John Zollo2014RG 146 - SDIA
 Michelle Jessica-anne Scholz2018ASX DTR Exam - ASX ~ ASX Responsible Executive Exam - Deakin Prime ~ RG 146 - SDIA
 Steven Paul Weinmann2014Accredited Derviatives Adviser Level 2 (ADA2) - Deakin Prime ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Diploma in Stockbroking - Deakin Prime ~ Graduate Diploma Chartered Accounting - Institute of Chartered Accountants
 Toby Michael Grimm2001ADA Level 1 - ASX ~ ADA Level 2 - ASX