This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrea Fay Paynter | 1995 | 1996 - Bachelor of Business - Accounting - - Queensland University of Technology ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 1999 - Certified Financial Planner - - Financial Planning Association |
| David George Larman | 2004 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2009 - Bachelor of Business - Accounting - - Queensland University of Technology |
| Steven Larman | 2007 | 2001 - Bachelor of Business - - Australian Catholic University ~ 2012 - Advanced Diploma of Financial Services - - Kaplan Professional Education ~ 2017 - Certified Financial Planner - - Financial Planning Association |