BD Financial Advisory Pty ltd

AFS License Number
502401
Name
BD Financial Advisory Pty ltd
ABN/ACN/ARBN
34621612548
Licensee issued
Nov. 28, 2017
Address
Erina, 2250, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Brett Andrew Dillon 2004 2002 - Diploma of Financial Planning - - FPA/Deakin University ~ 2009 - Certified Financial Planner - - FPA ~ 2009 - Life Risk Specialist - - FPA ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Cavendish/University of Adelaide
 Brett Vincent Call 2008 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New England ~ 2008 - SMSF - Other - CPA ~ 2010 - ALPA - Other - Kaplan ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan
 Karl Simon Brooke 2018 2013 - Bachelor of Commerce - - University of Newcastle ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps